Director, Risk and Compliance Officer jobs in United States
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LSEG · 2 days ago

Director, Risk and Compliance Officer

London Stock Exchange Group (LSEG) is a global financial markets infrastructure and data provider, operating across capital markets, data and analytics, and post-trade services. They are seeking a strategic and people-focused leader to ensure operational resilience, robust controls, and pricing integrity across their fixed income pricing services.

ConsultingData ManagementDatabaseFinanceFinancial ServicesInfrastructureStock Exchanges

Responsibilities

Lead with Purpose Inspire and guide a team of risk and compliance specialists, fostering a culture of accountability, collaboration, and continuous improvement
Drive Operational Risk Excellence Oversee the design and execution of risk frameworks, control testing, and remediation plans to ensure compliance with internal policies and regulatory requirements
Ensure Pricing Integrity Direct the pricing verification process to validate pricing accuracy, transparency, and adherence to valuation policies across fixed income products
Oversee the Valuation Committee Chair and manage the Valuation Committee, ensuring pricing methodologies are rigorously reviewed, validated, and approved in line with governance standards
Champion Strategic Change Partner with cross-functional teams to implement scalable, automated solutions that strengthen controls and enhance client confidence
Engage as a Trusted Advisor Communicate risk insights and compliance updates to senior stakeholders and clients, positioning LSEG as a leader in governance and pricing integrity

Qualification

Risk managementComplianceOperational risk frameworksValuation processesStrategic program managementAnalytical skillsInfluencing skillsContinuous improvementTeam leadershipCommunication skills

Required

10+ years of experience in risk management, compliance, or related functions within financial services
Strong understanding of operational risk frameworks, regulatory requirements, and valuation processes
Proven ability to lead and develop high-performing, inclusive teams
Experience managing strategic programs and navigating complex stakeholder environments
Excellent analytical, communication, and influencing skills
A passion for integrity, innovation, and continuous improvement

Benefits

Annual Wellness Allowance
Paid time-off
Medical
Dental
Vision
Flex Spending & Health Savings Options
Prescription Drug plan
401(K) Savings Plan and Company match
Basic life insurance
Disability benefits
Emergency backup dependent care
Adoption assistance
Commuter assistance

Company

LSEG (London Stock Exchange Group) is a diversified international markets infrastructure business —earning our clients’ trust for over 300 years.

Funding

Current Stage
Public Company
Total Funding
$8.19B
Key Investors
Microsoft
2023-09-07Post Ipo Secondary· $2.87B
2023-05-16Post Ipo Secondary· $3.32B
2022-12-11Post Ipo Secondary· $2B

Leadership Team

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David Schwimmer
Chief Executive Officer
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Pascal Boillat
Chief Operating Officer
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Company data provided by crunchbase