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PIMCO · 1 week ago

Marketing Compliance, Analyst

Austin, TX

Full-time

Onsite

New Grad, Entry Level

$75K/yr - $81K/yr

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. The Marketing Compliance Analyst will support the Compliance Marketing Review team by ensuring that all marketing and advertising materials meet regulatory requirements and internal standards, while also providing early-career exposure to diverse investment products and global compliance initiatives.

BankingCrowdfundingFinancial ServicesVenture Capital

H1B Sponsor Likely

Responsibilities

Social media monitoring: Surveil social media activity for compliance with applicable regional regulations and firm policy

Disclosure governance: Develop, socialize and incorporate global marketing disclaimer

Develop and enhance technology processes: Partner with team members to develop and/or enhance technology processes for compliance testing of marketing materials

Marketing Material Review: Evaluate and monitor marketing and advertising content for compliance with regulatory requirements and firm policies

Compliance Implementation: Assist in applying compliance requirements across investment advisory and distribution activities

Project Participation: Contribute to compliance initiatives and projects aimed at enhancing programs and processes

Cross-Functional Collaboration: Partner with global teams, including marketing, product management, and operations, to deliver practical compliance solutions

Advisory Support: Provide timely, accurate, and actionable compliance advice in a fast-paced environment

Relationship Building: Foster strong partnerships within Legal & Compliance and across business units

Qualification

FINRA Series 7FINRA Series 24Marketing complianceInvestment products knowledgeAccountabilityOrganizational skillsCommunication skillsTeam collaborationAdaptability

Required

Bachelor's Degree or International Degree equivalent

FINRA Series 7 and 24 (firm-sponsored; study time supported)

Strong organizational and multitasking abilities

Excellent written and verbal communication skills

Ability to work independently while collaborating effectively within a team

High sense of accountability, urgency, and adaptability

Preferred

Prior marketing compliance experience in investment management or financial services is a plus

Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous

Benefits

Discretionary bonus

Total compensation approach

Company

PIMCO

Glassdoor3.7

PIMCO, a global investment solutions provider that manages investments for public and private pension and retirement plans and other assets.

Founded in 1971

Newport Beach, California, USA

1001-5000 employees

http://www.pimco.com

H1B Sponsorship

PIMCO has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (109)

2024 (101)

2023 (120)

2022 (149)

2021 (90)

2020 (69)