StoneX Group Inc. · 1 week ago
AML Officer – SFI FCM and SXM
US-IL-Chicago
Full-time
Onsite
Mid, Senior Level
$125K/yr - $175K/yr
7+ years expStoneX Group Inc. is a Fortune 100, Nasdaq-listed provider connecting clients to global markets. The AML Officer will oversee and manage the AML program for Futures Commission Merchant and Swap Dealer business lines, ensuring compliance with AML regulations and enhancing policies and procedures.
FinanceFinancial ServicesIntellectual Property
Responsibilities
Serve as the primary Advisory AML Officer for the Futures and Swap Dealer business lines offering expert guidance and strategic input on related AML matters and initiatives
Review and resolve AML escalations, determining appropriate courses of action and ensuring timely and compliant outcomes
Enhance and maintain effective AML policies and procedures to reflect evolving regulatory requirements and best industry practices
Lead periodic AML and sanctions risk assessments, evaluating the Firm’s control environment and implementing improvements where necessary
Support independent audits and regulatory examinations by providing required information and collaborate with stakeholders to implement remediation plans addressing any identified issues
Assess the adequacy of transaction monitoring coverage to confirm that key risks and typologies associated with the FCM and Swap Dealer are appropriately identified and mitigated
Review SAR filings prior to submission
Manage AML team members
Identify, assess, and escalate AML compliance risks, ensuring that potential issues are promptly addressed and mitigated
Consult with Senior management on complex matters (CAMLO, CCO, Business)
Prepare quarterly Board materials and updates
Provide oversight and guidance to the Operations, Treasury, and Margin teams on implementing process and control enhancements as needed
Provide guidance to Onboarding and KYC refresh teams
Assists with initiatives focused on improving KYC and screening processes
Provide advisory updates on regulatory changes to relevant stakeholders
Qualification
Required
Must have comprehensive knowledge of the Bank Secrecy Act (“BSA”), USA PATRIOT Act, and FinCEN requirements, as well as OFAC; and an understanding of CFTC and NFA AML regulations
A minimum of 7-10 years of direct AML experience in the financial services sector, with demonstrated expertise in advisory and policy functions, transaction monitoring oversight, investigations, and the management of complex AML escalations
Prior experience leading or managing teams
Strong understanding of transaction monitoring scenario logic and its applicability across different business lines (futures/derivatives)
Demonstrated expertise in Enhanced Due Diligence (EDD), with a proven ability to conduct supplemental reviews and deliver high-quality investigative and analytical assessments
Thorough understanding KYC, CIP, CDD/EDD requirements, processes and best practices
Excellent writing and analytical skills, with the ability to produce clear, concise, and well-supported findings and reports
Advanced problem-solving abilities, demonstrating sound judgment and the capacity to identify and address complex compliance issues
Good operational knowledge of swap dealer, futures, and forex products with the ability to determine and apply effective AML monitoring and control measures
Preferred
Experience using LexisNexis, World Check, Actimize, Salesforce, Factiva, Two Four, GMI or similar tools
CAMS certification and/or JD
Benefits
A full range of medical, financial, and/or other benefits
Company
StoneX Group Inc.
Connection isn't just something we provide—it's who we are. StoneX Group Inc.
1001-5000 employees
H1B Sponsorship
StoneX Group Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (18)
2024 (14)
2023 (27)
2022 (15)
2021 (19)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$1.18B2025-06-23Post Ipo Debt· $625M
2024-02-15Post Ipo Debt· $550M
2003-01-10IPO
Leadership Team
Glenn Stevens
CEO
Sean O'Connor
Chief Executive Officer
Recent News
Business Wire
2026-01-09
2026-01-09
Company data provided by crunchbase