Marketing Compliance, Analyst jobs in United States
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PIMCO · 1 week ago

Marketing Compliance, Analyst

PIMCO is a global leader in active fixed income, known for its expertise in navigating complex debt markets. The Marketing Compliance Analyst will support the Compliance Marketing Review team by ensuring that all marketing materials comply with regulatory requirements and internal standards, while also providing exposure to diverse investment products and compliance initiatives.

BankingCrowdfundingFinancial ServicesVenture Capital
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H1B Sponsor Likelynote

Responsibilities

Social media monitoring: Surveil social media activity for compliance with applicable regional regulations and firm policy
Disclosure governance: Develop, socialize and incorporate global marketing disclaimer
Develop and enhance technology processes: Partner with team members to develop and/or enhance technology processes for compliance testing of marketing materials
Marketing Material Review: Evaluate and monitor marketing and advertising content for compliance with regulatory requirements and firm policies
Compliance Implementation: Assist in applying compliance requirements across investment advisory and distribution activities
Project Participation: Contribute to compliance initiatives and projects aimed at enhancing programs and processes
Cross-Functional Collaboration: Partner with global teams, including marketing, product management, and operations, to deliver practical compliance solutions
Advisory Support: Provide timely, accurate, and actionable compliance advice in a fast-paced environment
Relationship Building: Foster strong partnerships within Legal & Compliance and across business units

Qualification

FINRA Series 7FINRA Series 24Marketing compliance experienceInvestment productsMultitasking abilitiesAccountabilityOrganizational abilitiesWritten communication skillsVerbal communication skillsTeam collaborationAdaptability

Required

Education: Bachelor's Degree or International Degree equivalent
Licensing: FINRA Series 7 and 24 (firm-sponsored; study time supported)
Strong organizational and multitasking abilities
Excellent written and verbal communication skills
Ability to work independently while collaborating effectively within a team
High sense of accountability, urgency, and adaptability

Preferred

Prior marketing compliance experience in investment management or financial services is a plus
Knowledge of diverse investment products and strategies (mutual funds, ETFs, private funds, fixed income, equities, alternatives) is advantageous

Benefits

Discretionary bonus

Company

PIMCO, a global investment solutions provider that manages investments for public and private pension and retirement plans and other assets.

H1B Sponsorship

PIMCO has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (109)
2024 (101)
2023 (120)
2022 (149)
2021 (90)
2020 (69)

Funding

Current Stage
Late Stage

Leadership Team

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John Lane
Global CFO - Alternatives
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Hosein Yeh
Senior Vice President, Business Strategy & Analytics, U.S. GWM
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Company data provided by crunchbase