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Charles Schwab · 4 weeks ago

Senior Manager, Workplace Services Business Unit Risk

US-TX-Austin

Full-time

Onsite

Senior Level

$100K/yr - $150K/yr

5+ years exp

Charles Schwab is a financial services company that empowers its employees to make an impact on their careers. They are seeking a BU Risk Senior Manager to implement initiatives related to existing and emerging risks while improving client experience through process enhancements.

Financial Services

No H1B

Responsibilities

Acting as the Risk and Control Self-Assessment (RCSA) and Issue Management Facilitator, which includes working with senior leaders and partners across the business to manage RCSA changes and issue creation/closure. Requires balancing numerous competing priorities, working directly with leaders at all levels, and providing consultation to ensure risks and controls are accurately captured and control activity is being performed to mitigate risk

Leading the partnership with Risk and Control Assurance Testing (RCAT) to serve as the primary point of contact for testing engagements. Responsible for partnering with WS senior leadership, business contacts, and RCAT to streamline the testing engagement and maximize collaboration across teams

Overseeing escalations, including Risk Events, from the business and assessing BU Risk response

Coordinating efforts with key business partners in the management of WS BU Risk initiatives

Providing project updates and status to key stakeholders at the appropriate level of detail to enable action to be taken on issues

Providing consultation, facilitation, and analytical support to ensure internal controls are properly implemented to provide flawless participant and client service and compliance with regulatory obligations

Collaborating with executives and management to create, sustain, and strengthen the internal control framework through risk identification and control design and implementation

Qualification

Risk managementAuditsRisk assessmentsProject managementRCSA experienceAnalytical skillsBusiness acumenCommunication skillsCollaboration skillsTime management

Required

5+ years of experience in risk management or similar roles

Ability to work independently and proactively, with minimum guidance

Strong project management skills, including the ability to work on multiple projects simultaneously while prioritizing based on risk/business needs

Experience performing audits, risk assessments, and reviewing and developing key processes and controls

Experience presenting and communicating to Executive Management

Ability to effectively work and collaborate with technical and non-technical resources

Excellent time management and related organizational skills, including appropriate sense of urgency, a proactive approach, and a suitable ability to anticipate and manage project lifecycle events, issues, and obstacles

Solid business acumen, attention to detail, flexibility, and judgment to evaluate issues/problems of high complexity and make sound decisions