LanceSoft, Inc. · 5 months ago
Operations Project Manager - Level 1 - Daily
Jersey City, NJ
Full-time
Hybrid
Mid, Senior Level
$65/hr - $70/hr
3+ years expLanceSoft, Inc. is seeking a Vice President of Regulatory Reporting & Controls. The role involves overseeing the preparation of daily regulatory reports, managing compliance with industry regulations, and supervising the team to ensure timely processing of reports and controls.
Information Technology
Responsibilities
Preparation of various daily regulatory reporting of the following (but not limited to) providing daily regulatory reports to the regulators as well as internal groups that need the information immediately. Most of the reports are time sensitive and that is why RRC is looking to grow the staff with a team leader in order to meet these deadlines. Below is a list of some of the responsibilities that the role will be responsible for supervising and ensuring processing
Daily Bluesheet Submission and Review
Daily Statements & Confirmation Review
Key Risk Indicators for the bank in order to provide senior management with insight of daily controls
Participate in various industry working groups related to new rules and regulations
Writing of Supervisory Procedures
Processing quarterly 17A-13 counterparty confirmations and reconciliations
Processing all incoming audit confirmations
Maintenance and administration of Autonomy email surveillance for GMO ITO
Other regulatory controls
Work on various regulatory projects and create controls necessary to implement new rules and regulations and ensure compliance within those rules
Preparation as Business Requirement Documents to support projects related to new and changing industry rules and regulations
Creation of Project test plans as required to implement new controls and process in accordance to new industry rules and regulations
Transactional Regulatory Reporting – ACT, TRACE, Consolidated Audit Trail
OCEND and LOPR
Canadian Debt Reporting
Client Bank Reporting
Daily control and analysis of the unmatched breaks
Release weekly and monthly reports to management
Perform analysis of post month end/quarter end incidents
Escalate as soon as possible the potential technical issues that could put the production at risk, impacting productivity or operational risk
Identify and evaluate the system development’s needs. Take part to the ROI evaluation and follow up on prioritization
Take part to the team’s projects (validate specification, perform tests, ...)
Qualification
Required
Bachelor's degree in Accounting, Finance, Business or similar
3 - 5 yrs.+ of experience in a similar role
Understanding of Broker/Dealer Compliance and Capital Markets
Product knowledge of Equity and Fixed Income
Excellent written and verbal skills, with confidence and composure at all levels of the business hierarchy
Change agent with exemplary attitude: - innovative, enthusiastic, rigorous, execution oriented
Highly skilled multi-tasker with efficient organization skills
Highly ethical and control oriented
Highly organized and adept at managing competing deliverables
Strong team skills but comfortable working independently with clear directives
Excellent desktop skills – including Excel, Word and PowerPoint
Innovative and adept at assessing process improvement
Ability to make him/herself available and take over any task of the team
Change agent with exemplary attitude:- innovative, enthusiastic, rigorous, execution oriented
Respect and value each team member's contribution
Act with integrity, accepting responsibility for actions
Recognize opportunities for creativity and development of processes
Liaise with other Operation functions and other infrastructure groups to support a ‘one team approach'
Achieve a sensible work/life balance
Company
LanceSoft, Inc.
Established in 2000, LanceSoft is a pioneer in delivering top-notch Global Workforce Solutions and IT Services to a diverse clientele.
5001-10000 employees
H1B Sponsorship
LanceSoft, Inc. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (55)
2024 (32)
2023 (23)
2022 (25)
2021 (60)
2020 (80)
Funding
Current Stage
Late StageLeadership Team
Ram Karuppusamy
Chairman & CEO
Simon Dealy
Chief Financial Officer
Company data provided by crunchbase