KYYBA Inc · 3 days ago
Regulatory Compliance Manager
Jersey City, NJ
Contract
Hybrid
Mid Level
3+ years expKYYBA Inc is seeking a Regulatory Compliance Manager to oversee compliance with regulatory requirements in the financial services sector. The role involves analyzing regulatory developments, communicating updates, and ensuring that changes are implemented effectively within the organization.
AutomotiveConsultingStaffing Agency
Hiring Manager
Jackie Smith
Responsibilities
Timely review and analysis of regulatory developments including regulatory changes issued by state and federal securities and prudential regulators and self-regulatory organizations (NYDFS, NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB, NYSE, CME etc.,) to determine applicability
Timely communication of regulatory updates issued by regulators to subject matter experts within the firm that determine impact(s) and implement changes
Ensuring regulatory changes are appropriately actioned, including tracking and monitoring progress of impact assessments and implementation projects
Assist in the production of data metrics and management information required to ensure appropriate internal reporting, and oversight of the work performed
Assist in drafting regulatory obligations
Mapping relevant regulatory obligations to the risk taxonomy
Complying with external regulatory requirements and expectations; internal control standards; Group, Americas, IHC and Operating Entity policies, procedures and standards with regard to Regulatory Identification and Change Management program as appropriate
Maintaining a process to update the US Regulations Library
Coordinating with stakeholders and SMEs including Compliance and business lines
Monitoring end-to-end obligation mapping to policies, procedures and controls
Reporting mapping gaps/progress
Qualification
Required
3 to 5 years' experience working for a financial services firm and/or self-regulatory organization in Compliance, Risk, Regulatory roles and /or data analytics roles
Comfortable reading and interpreting regulatory notices and changes from regulators, including but not limited to, state/federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, MSRB NYSE, CME, etc.,) that are applicable to the businesses of a foreign banking organization's businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,)
Presentation and reporting skills including MS Excel, SharePoint, Word, and PowerPoint
Strong knowledge of data analytics, working with structured and unstructured data
Experience with visual analytics tools (PowerBi, Tableau and/or other tools)
Strong execution skills with the ability to work successfully under demanding deadlines
Team player with the ability to work collaboratively with front, back office and Compliance stakeholders and senior management
Strong communication skills including proficiency in writing concise and substantive commentary to summarize results
Strong attention to detail
Problem solving skills
Knowledge of corporate and institutional banking laws, rules, regulations, supervisory guidance, and industry best practices
BA or BS Degree a must
Preferred
Understanding regulatory notices and changes from regulators, including but not limited to, state/federal prudential regulators in the US, self-regulatory organizations and exchanges (NYFRB, FRB, SEC, CFTC, FINRA, NFA, NYSE, etc.,) that are applicable to the businesses of a foreign banking organization's businesses, processes and operations (investment banking, corporate banking, markets activities, bank regulatory matters etc.,)
Ability to review regulatory obligations in relation to policies and procedures and knowledge of BNPP controls maintenance systems
Ability to navigate effectively in transformational environments
Company
KYYBA Inc
Kyyba, Inc.
1001-5000 employees
H1B Sponsorship
KYYBA Inc has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (55)
2024 (85)
2023 (79)
2022 (95)
2021 (78)
2020 (71)
Funding
Current Stage
Late StageLeadership Team
Thiru Ganesan
President & CEO
Tel Ganesan
Founder & Executive Chairman
Recent News
Company data provided by crunchbase