Seacoast Bank · 16 hours ago
Compliance Analyst
Stuart, FL
Full-time
Onsite
Mid Level
3+ years expSeacoast Bank is dedicated to maintaining a sound consumer compliance program, and they are seeking a Compliance Analyst to assist the Consumer Compliance Officer. The role involves reviewing compliance materials, monitoring compliance activities, and collaborating with various departments to ensure adherence to regulatory requirements.
BankingFinancial ServicesLending
Responsibilities
Review advertising, promotional materials and customer communications for proper disclosures, demonstrating knowledge of deposit and loan compliance regulations
Review Bank website changes, new pages / content for proper disclosures in accordance with regulatory requirements
Coordinate updates to customer-facing materials related to material process changes as needed
Review first line compliance self-testing and/or checklists, monitor for exceptions, and escalate concerns to supervisor as needed
Assist in quarterly compliance monitoring activities as needed
Assist in ongoing compliance monitoring for high risk and customer-facing third party vendors
Assist in testing for compliance control environment reviews and other assignments within time allowed
Follow-up on issues found to test for proper remediation; update issue tracking system accordingly
Collaborate with management and other departments to ensure policies and procedures are efficiently and effectively implemented
Perform research and provide compliance insights to business partners on an ad hoc basis
Review and update bank forms and disclosures for compliance with applicable laws and regulations as needed
Assist with merger & acquisition-related testing and monitoring
Keep the Consumer Compliance Officer informed on the progress of assignments
Collaborate with Internal Audit and Credit Risk Review teams, as needed
Keep abreast of regulatory and industry developments relative to compliance matters
Assist Consumer Compliance Officer in tracking and disseminating compliance information and regulatory changes to management and staff, including drafting the quarterly Risk Newsletter
Follow up on assigned regulatory change management cases and ensure compliance by required dates
Assist in maintenance and reporting of regulatory change management module within GRC tool
Assist in development of compliance training programs for new or changed regulations as needed
Assist in regulatory examination preparation, including document gathering, tracking, and research
Keep abreast of regulatory and industry developments relative to compliance matters
Maintain compliance-related procedures relative to ongoing vendor oversight, regulatory change management, and marketing compliance
Assist in other departmental risk assessment efforts
Qualification
Required
College degree or equivalent work experience required
3+ years experience in banking
3+ years of regulatory compliance experience
Intermediate knowledge of federal and state banking laws, rules and regulations
Intermediate proficiency in Microsoft Excel, Word, internet research, and database software
Working knowledge of compliance monitoring tools and techniques
Preferred
mid-size bank experience
FIS IBS Insight, LogicManager GRC experience
Professional compliance certification (e.g., CRCM, CAMS, CFE, CIA, etc.)
Company
Seacoast Bank
Since 1926, Seacoast Bank has succeeded through a clear vision, planned strategic growth and talented, professional employees.
1001-5000 employees
H1B Sponsorship
Seacoast Bank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2024 (4)
2021 (3)
Funding
Current Stage
Public CompanyTotal Funding
$9.19M2014-12-31Post Ipo Equity· $9.19M
1984-02-03IPO
Leadership Team
Juliette P. Kleffel
Executive Vice President, Chief Operating Officer
Recent News
2025-12-09
Yahoo Finance
2024-12-28
2024-12-28
Company data provided by crunchbase