Senior Compliance Business Oversight Analyst jobs in United States
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TD · 4 days ago

Senior Compliance Business Oversight Analyst

TD is one of the world's leading global financial institutions, and they are seeking a Senior Compliance Business Oversight Analyst to support the Fair Banking Compliance department. This role involves managing multiple compliance-related projects, ensuring effective oversight, governance, and transparency while driving innovation in compliance structures and processes.

BankingFinanceFinancial ServicesWealth Management

Responsibilities

Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met
Develop and maintain project trackers, status dashboards, and executive level updates
Support compliance leadership with oversight of business processes
Ensure project documentation, governance standards and escalation protocols are followed
Design and maintain dashboards and reports in power BI and PowerPoint to track compliance metrics and project progress
Prepare high quality presentations for leadership and governance committees using PowerPoint
Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
Collaborate with cross functional partners including compliance stakeholders , Line of Business and risk partners
Communicate project updates and reporting results effectively to senior management

Qualification

Power BISQLData analysisProject managementMicrosoft AccessExcelPowerPointCompliance knowledgeCommunication skillsProblem solvingOrganizational skillsAttention to detailAdaptability

Required

Undergraduate degree or equivalent work experience
5+ years of experience
5 plus years of experience in project management, compliance, risk management or business oversight within financial services
Experience working in a large complex organization. Proven ability to manage multiple projects simultaneously in a fast-paced environment
Strong skills in power BI, Excel, and PowerPoint for reporting and presentation
Experience with Microsoft Access and SQL for database management and analysis
Excellent organizational, problem solving, and communication skills
Ability to work independently while managing competing priorities
Strong attention to detail with the focus on accuracy and quality
Proactive, results-oriented, and adaptable 'go-getter' mindset

Preferred

Bachelor's degree in Business, Finance, Data Analytics, information systems, or related field (Masters Preferred)
Project management certification (PMP, CAPM, CRCM or similar)

Benefits

Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition

Company

The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).

Funding

Current Stage
Late Stage
Total Funding
$65M
Key Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M

Leadership Team

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Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
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Foster Glenn
SVP, Chief Information Security Officer
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Company data provided by crunchbase