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Capital One · 1 day ago

Manager, Enterprise Risk Management - Control Methodology

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$152K/yr - $173K/yr

5+ years exp

Capital One is seeking a Risk Manager to join their Risk Foundations Control Methodology team. This role involves applying risk management and process management skills to enhance the internal control environment and collaborating with various stakeholders to drive the adoption of control methodologies and practices.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Serve as a relationship manager to our first and second line business partners on the Enterprise Control Standard to ensure consistent understanding, implementation and application of the methodologies, as well as to provide transparency, partnership and collaboration

Ensure consistent implementation and execution of the Enterprise Control Standard through delivering training, responding to requests, performing ongoing monitoring and evaluating inputs from various channels and forums

Communicate and socialize program requirements and expectations to a broad stakeholder group, engaging as appropriate for feedback and iteration

Partner internally to support the continued maturity of first and second line control challenge methodologies, provide guidance and mediate when needed

Manage and socialize updates to the Enterprise Control Standard and Supplemental Guidance

Engage with the Fuse team on the prioritization and delivery of enhancements to our system of record related to documenting, managing and testing controls

Execute special projects as needed to drive the use of Generative AI as a tool in documenting and testing controls

Engage with and support audits and regulatory exams, addressing requests in a timely manner

Develop practical solutions to improve risk management processes using data and technology to increase efficiency and enhance reporting

Monitor, conduct quality assurance, and analyze data to to proactively identify trends and improvement opportunities; partner with our business areas to resolve issues, escalating concerns as needed

Coordinate program-related activities and deliverables to ensure effective collaboration within the team and across stakeholder groups

Collaborate effectively and build trusted relationships with colleagues, stakeholders, and leaders across multiple organizations to achieve objectives

Communicate in a compelling manner to internal and external stakeholders

Participate in and execute other special projects for the team as needed

Qualification

Risk managementProcess managementGovernanceRiskCompliance softwareScripting languagesData analysisQuality assuranceProcess improvementCommunication skillsTeamworkProblem solvingCollaborationCritical thinking

Required

Bachelor's Degree or military experience

At least 5 years of experience working in risk management, audit, or compliance

At least 2 years of experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance

At least 1 year of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages

At least 1 year of experience using Governance, Risk, and Compliance software tools

Preferred

7+ years of experience working in risk management, audit, or formal quality assurance programs

3+ years experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance

2+ years of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages

Experience working in the financial services industry

Professional certification in control, audit or process quality disciplines

Experience in responding to and interacting with internal audit or regulatory agencies

Strong subject matter expertise in controls development, controls management, controls testing, and reporting activities

Familiarity with Committee of Sponsoring Organizations (COSO)