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Texas Capital · 13 hours ago

Risk and Compliance Sr Specialist

Dallas, TX

Full-time

Onsite

Senior Level

7+ years exp

Texas Capital is built to help businesses and their leaders. The Risk and Compliance Sr Specialist will act as a liaison between examiners and internal experts, ensuring compliance with standards while supporting enterprise risk management initiatives.

BankingFinanceFinancial Services

Responsibilities

Acting as a liaison between examiners and the internal subject matter experts to ensure timely, accurate and complete responses

Distribute exam status and results to Senior and Executive Management

Assist 2LOD Risk Category Owners with quarterly Executive Risk Committee and quarterly Board of Directors Risk Committee reporting

Review and provide independent challenge to risk assessments and other materials presented to the Executive Risk Committee and Board Risk Committee

Assist with communicating relevant issues and scope information across business lines as appropriate

Assist the ERM team in maintaining the Enterprise Risk Management (ERM) framework and updating existing documentation

Participate in the ERM review of all policies and programs throughout the year to ensure documents are aligned with the ERM framework

Support other key initiatives within the ERM team or other risk management roles as needed

Qualification

Risk management frameworksEnterprise risk managementFinancial rulesRegulationsOperational riskComplianceAnalytical skillsBusiness writing skillsMS Office proficiencyInterpersonal skillsProblem-solving skillsAttention to detailCommunication skillsProject management

Required

Minimum 7 years of work experience in financial services or a related field

Strong subject matter expertise

Strong interpersonal skills with ability to establish positive working relationships throughout the organization and with external regulators

Demonstrated ability in communicating effectively, both verbally and written

Specific knowledge of risk management frameworks and corporate governance

Strong ability to analyze risk concentration areas, risk profiles, and risk data to comprehensively assess risk

Strong formal business writing skills to create procedures, manuals, and management reports

Advanced ability to interact, negotiate and influence at all levels throughout the organization

Strong attention to detail in a deadline-focused environment

Advanced analytical, critical thinking and problem-solving skills

Ability to identify potential risks and escalate to appropriate levels

Ability to maintain confidentiality and instill trust within the organization

Advanced knowledge of financial rules and regulations

Ability to self-direct and manage competing priorities on concurrent large, complex projects, initiatives and deliverables

Strong technical proficiency in the use of MS Office products for reporting, data analytics, and presentations

Preferred

Bachelor's degree (preferred in Finance, Accounting, Business, or Analytics); or equivalent combination of education, training, experience

Experience in operational risk, compliance, enterprise risk management, auditing, relevant project management or similar background; prefer experience in the financial services industry at large or regional bank