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Chase · 3 months ago

CCOR - Regulatory Strategy Senior Officer - Associate

237 Park Ave, New York, NY, 10017, US

Full-time

Onsite

Mid Level

$91K/yr - $141K/yr

JPMorgan Chase is a leading financial institution that provides innovative financial solutions. The Regulatory Strategy Senior Officer will assist in managing regulatory engagements for Asset & Wealth Management operations and support the Chief Data & Analytics Office in global regulatory examinations.

BankingFinancial Services

Responsibilities

Support the coordination of examinations and ongoing monitoring by regulators covering AWM and CDAO, through the entire lifecycle of an exam

Provide updates to management regarding the matters being handled, including, but not limited to, the timely escalation and resolution of potential issues

Establish and develop effective relationships within Compliance and with the Business, Operations, Finance, Regulatory Reporting, Technology, Control Management, Legal and Internal Audit

Work with the relevant businesses and functions to obtain information/documentation to respond to regulatory requests

Analyze and summarize information for regulatory submissions, ensuring confidentiality and accuracy

Package regulatory submissions - including ensuring documentation submitted to the regulators is classified as confidential supervisory information, as appropriate. Perform redaction of Confidential Supervisory Information on information, where required

Provide periodic examination status updates and contribute to internal reporting and tracking

Help ensure data quality for inputs into the team's central repository to enable reliable and effective reporting to senior management

Maintain tracking related to examinations and regulatory findings

Contribute to the development of best practices in regulatory strategy and compliance

Qualification

Regulatory strategyAnalytical skillsProject managementAdobe proficiencyExcel proficiencyPowerPoint proficiencyTableauVisioSharePointClient service skillsInterpersonal skillsLeadership skillsCommunication skillsAttention to detailTime managementIntegrity

Required

BA/BS degree required

High proficiency in Adobe, Excel and PowerPoint

Excellent interpersonal, organizational, leadership, and communication skills

Client service skills - the candidate must demonstrate the judgment and ability to closely partner with and advise managers and other stakeholders on regulatory interactions

Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues

Project management skills and ability to manage multiple work streams involving different partners and groups

Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time

A demonstrated high level of integrity, confidentiality and trustworthiness