LPL Financial · 1 week ago
VP, Fiduciary Tax Manager
Fort Mill/Charlotte
Full-time
Onsite
Senior Level, Lead/Staff
$121K/yr - $201K/yr
10+ years expLPL Financial is among the fastest growing wealth management firms in the U.S., and they are seeking a VP, Fiduciary Tax Manager to oversee fiduciary and tax reporting responsibilities. This role involves managing trust tax return preparation, vendor oversight, and serving as a subject matter expert on fiduciary tax and IRA administration.
FinanceFinancial Services
Responsibilities
Manage PTC’s fiduciary tax return preparation (as trustee and taxpayer), including Forms 1041, 1099 and K-1
Oversee third-party tax reporting to clients and beneficiaries, as well as federal and state withholding and other regulatory reporting
Monitor tax law developments affecting trusts and IRAs and recommend process adjustments (without providing individualized tax advice)
Ensure timely and accurate completion of all fiduciary tax filings, elections and regulatory submissions
Manage the bank’s third-party tax compliance vendor, including performance monitoring, service-level adherence, contract renewals and RFP processes
Lead process improvements, technology integrations and controls to strengthen accuracy, efficiency and compliance
Serve as fiduciary tax SME for PTC front office, advisors and external stakeholders, ensuring questions are addressed with clarity and within scope of fiduciary administration
Provide education and training to trust officers and staff regarding fiduciary income tax principles, IRA rules and tax reporting practices
Support estate settlement teams in managing estate tax obligations
Serve as SME on trusteed IRAs administered by PTC and IRAs owned by PTC as trustee and partner with front office to ensure proper administration of IRAs
Develop internal best practices and training materials for IRA administration
Qualification
Required
10+ years of progressive fiduciary tax, trust administration or estate tax experience, with at least 5 years in a leadership role
Knowledge of fiduciary income taxation, estate taxation and IRA administration
Familiarity with OCC regulations, trust company operations and vendor oversight
Communication skills to liaise effectively with financial advisors, beneficiaries and other stakeholders
Organizational, analytical and leadership abilities
Preferred
Juris Doctor (JD) and Master of Laws (LL.M.) in Taxation preferred
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-16
GlobeNewswire
2026-01-16
Investment News
2026-01-16
Company data provided by crunchbase