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FINRA · 1 day ago

Summer 2026 Intern - Member Supervision - New York, NY Rockville, MD and Chicago, IL

Chicago (North Wacker Drive)

Internship

Onsite

Intern

$25/hr - $34/hr

Start in 2026 Summer

FINRA is dedicated to providing internship opportunities for students to gain knowledge and experience in the securities industry. The internship will involve assisting with investigative processes, analyzing regulatory compliance, and preparing reports related to financial crimes investigations.

FinanceFinancial ServicesNon Profit

Culture & Values

Responsibilities

Assisting investigators and managers with the investigative processes

Analysis of surveillance alerts, trade data and other evidence obtained in connection with Financial Crimes investigations

Learning how to determine member firm regulatory compliance

Assisting in reviewing and analyzing customer complaints and investigations

Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines

Assisting in preparing memoranda and reports regarding investigations

Collecting, preparing and itemizing exhibits for reports of investigations

Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules

Performing research on various matters

Qualification

FinanceAccountingData AnalyticsMicrosoft OfficeProfessional demeanorMeet deadlinesMultitaskWork ethicPositive attitude

Required

Enrollment in the final two years of degree program in Finance, Accounting, Business Administration or related program

Work experience in a financial, brokerage or investment environment is a plus

Strong work ethic, positive attitude and professional demeanor

Ability to work with others to meet deadlines

Proficiency in Microsoft Office

Ability to perform multiple tasks efficiently and accurately

Benefits

Comprehensive health, dental and vision insurance

Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal

401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution

Tuition reimbursement

Commuter benefits

Adoption assistance

Backup family care

Surrogacy benefits

Employee assistance

Wellness programs

15 days of paid time off

5 personal days

9 sick days

Two volunteer service days

Military leave

Jury duty leave

Bereavement leave

Voting and election official leave for federal, state or local primary and general elections

Care of a family member leave (available after 90 days of employment)

Childbirth and parental leave (available after 90 days of employment)

Nine paid holidays

Company

FINRA

Glassdoor4.0

The Financial Industry Regulatory Authority (FINRA) is an independent regulator for securities firms doing business in the U.S. It is a sub-organization of Thrivent.

Founded in 2007