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Russell Tobin · 6 hours ago

Compliance Specialist

New York, United States

Contract

Hybrid

Entry, Mid Level

$100/hr - $110/hr

2+ years exp

Russell Tobin is seeking a Compliance Specialist to ensure integrity and ethics across the company. The role involves developing compliance processes, policies, and controls while managing projects and collaborating with various teams to mitigate risks effectively.

ConsultingHuman ResourcesLegalStaffing Agency

Hiring Manager

Safina Sami

Responsibilities

Manage and/or plan requirements with the team to drive projects and/or processes through the entire project lifecycle by driving outcomes

Own regularly recurring report validation and analyze metrics to identify trends and diagnose effectiveness of compliance programs

Provide intermediate general program management support on compliance issues and drive projects through the entire project lifecycle by driving outcomes

Drive the delivery of actionable data analysis through findings and recommendations and present them verbally and in writing to drive decisions

Own identification of improvements in basic compliance policies/processes and develop a plan of action to identify the improvements

Coordinate risk assessments to identify key risks and prioritize program efforts for the compliance function and areas of focus across the compliance ecosystem

Drive the development of in-person compliance training and communication strategy across multiple teams and possibly multiple Client, ensuring compliance programs are up to company-wide standards, and compliance training is delivered to and completed by all relevant employees

Drive the execution of a control’s framework. Work cross-functionally to translate our obligations across legal, regulatory, and self-regulatory domains as well as compliance commitments established through our internal policies and standards into controls and business processes/requirements