Director, Risk Management | Retail Risk, First Line Controls Testing jobs in United States
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Capital One · 19 hours ago

Director, Risk Management | Retail Risk, First Line Controls Testing

Capital One is seeking a strategic Director for their Retail Risk Office, supporting the Retail Bank and Premium Products + Shopping business areas. This role involves overseeing a 1st Line Control Testing Program team and partnering with senior leaders to ensure alignment with internal policies.

BankingCredit CardsFinanceFinancial Services
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Comp. & Benefits
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Responsibilities

Serving as a people leader for a team of associates and non-associates
Designing, developing, and continuously evolving the Retail Bank and Premium Products controls testing methodology and plan while also autonomously driving the program to evaluate effectiveness of those controls in adherence with the methodology and standards
Monitors the effectiveness of 1st Line controls through regular reviews and analysis of performance data
Partnering cross-functionally with divisional peers and program assessors to provide strategic and tactical thought-partnership to effectively drive and evolve delivery
Providing strategic direction to the program team, peers, and stakeholders to drive results, solve problems, and influence outcomes
Building relationships and collaborating with key stakeholders

Qualification

Risk ManagementControls TestingProject ManagementRegulatory ComplianceCorporate Management ConsultingFinancial ServicesLean CertificationAgile CertificationSix Sigma CertificationPeople ManagementAnalytical SkillsStrategic Problem SolvingCommunication SkillsLeadership Skills

Required

At least 5 years of experience in control testing or Internal Audit
At least 5 years of People Management experience
At least 5 years of experience supporting, partnering and interacting with internal business clients

Preferred

3+ years of Corporate Management Consulting experience
3+ years of Financial Services industry experience
3+ years of regulatory compliance or credit experience
7+ years of Risk Management experience
7+ years of controls testing experience
7+ years of Project Management experience
PMP certification
Lean, Agile or Six Sigma certification

Benefits

Performance based incentive compensation
Cash bonus(es)
Long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits

Company

Capital One

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Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.

Funding

Current Stage
Public Company
Total Funding
$5.45B
Key Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M

Leadership Team

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Lo Li
CTO, Managing Vice President Retail Bank
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Daniel Arellano
Senior Vice President, Business Cards and Payments
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Company data provided by crunchbase