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Capital One · 1 day ago

Anti-Money Laundering (AML) Sr. Investigator II - Enhanced Due Diligence (EDD)

Plano, TX

Full-time

Onsite

Mid, Senior Level

$88K/yr - $100K/yr

4+ years exp

Capital One is a financial services company that is seeking an Anti-Money Laundering (AML) Sr. Investigator II. The role involves supervising various AML processes, managing workflow, and coaching team members while ensuring compliance with regulatory standards.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Operational Management & Training: Supervise daily workflow and operational metrics of AML Operations team. Daily supervision of a small central unit of Investigators. Assist with training in Regulatory Operations and in the business areas

Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units

Quality Assurance: Perform quality assurance on Enhance Due Diligence (EDD) reviews or Account Closing reviews

Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis

Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas

Qualification

Anti-Money Laundering (AML)Enhanced Due Diligence (EDD)People managementCAMS certificationFinancial services experienceQuality assuranceTrainingEducationRegulatory knowledge

Required

High School Diploma, GED or equivalent certification

At least 2 years of Anti-Money Laundering (AML) experience within the financial services industry

Preferred

4+ years of Anti-Money Laundering (AML) experience within the financial services industry

2+ years of people management experience

Certified Anti-Money Laundering Specialist (CAMS) certification, Certified Protection Professional (CPP) certification or Certified Fraud Examiner (CFE) certification