Cetera Financial Group · 18 hours ago
Due Diligence Associate
El Segundo, CA
Full-time
Onsite
Entry, Mid Level
$20.65/hr - $33.15/hr
2+ years expCetera Financial Group is a network of independent broker-dealers empowering the delivery of objective financial advice. They are seeking a Due Diligence Associate to assist with the review of products offered by the firm, including mutual funds and ETFs, and maintain the approved product list.
AdviceFinancial ServicesRetailRetirementWealth Management
Hiring Manager
Hailey Bernier
Responsibilities
Perform extensive, in-depth due diligence of investments based on industry best practices
Conduct reviews of new mutual fund families for possible use at Cetera Financial Group
Conduct reviews of specific mutual funds for possible inclusion on Cetera’s approved list of mutual funds for use in advisory accounts
Manage ongoing review process of the advisory approved mutual fund list
Maintain process to review new ETF offerings with a specific focus on actively managed ETFs
Manage ongoing review of newly launched active ETFs
Communicate result of due diligence reviews with advisors
Organize and maintain due diligence filing systems, file correspondence, and other due diligence related records
Work closely with analysts with primary responsibility to review advisory and insurance offerings
Assist with tasks related to the review of insurance and advisory products
Attending Sponsor meetings where needed
Organize and maintain due diligence filing systems, file correspondence, and other due diligence related records
Qualification
Required
At least 2 years of Due Diligence experience at a Broker Dealer
College degree in a business related field is required
Strong analytical skills
Ability to interact with product vendors and registered representatives
Familiarity with Morningstar software and capabilities
Comfortable asking hard questions
Ability to work in a team environment while also being independent
Proficient with Microsoft Office Suite
Preferred
Securities licensing a plus
Benefits
Inclusive health, dental, vision and life insurance plans built to support diverse lifestyles, offer preventative care, and protect against hardship.
Easy access to mental health benefits to meet our team members and their families where they are.
20+ days of paid time off (PTO), paid holidays, and 2 paid wellness days to give our employees the time they need to stay close with their loved ones, recharge, and give back to their communities.
401(k) Savings plan with a generous company contribution (up to 5%), and access to a financial professional to offer our employees the opportunity to plan-ahead for a strong financial future well beyond their working years.
Paid parental leave to support all team members with birth, adoption, and foster.
Health Savings and Flexible Spending Account options to help you save money on healthcare, daycare, commuting, and more.
Employee Assistance Program (EAP), LifeLock, Pet Insurance and more.
Company
Cetera Financial Group
Cetera Financial Group is a privately-held, independent broker-dealer and investment adviser families.
1001-5000 employees
H1B Sponsorship
Cetera Financial Group has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (7)
2024 (3)
2023 (5)
2022 (2)
2021 (2)
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
Genstar Capital
2023-10-04Private Equity
2018-07-17Acquired
Leadership Team
Michael Durbin
Chief Executive Officer
Tom Gooley
Chief Operating Officer
Recent News
2026-01-07
2026-01-07
2025-12-27
Company data provided by crunchbase