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JCW Group · 5 days ago

Compliance Testing Consultant

New Jersey, United States

Contract

Hybrid

Senior Level

5+ years exp

JCW Group is seeking a Compliance Monitoring & Testing professional with experience in a large financial services organization regulated by the Federal Reserve. The role involves conducting Compliance Testing reviews, assisting in tracking corrective action plans, and developing monitoring standards across departments.

Human ResourcesRecruitingStaffing Agency

Growth Opportunities

Hiring Manager

Paul McGuinness

Responsibilities

Assist the Director with reporting related to the Compliance Testing Plan and its results

Work independently to conduct and deliver Compliance Testing reviews on the plan in a timely manner

Assist the team in tracking and validating corrective action plans

Work across departments to develop a monitoring inventory and monitoring standards, identifying gaps and creating project plans where needed

Apply practical, proportionate and sustainable remediation to compliance risk and conduct issues identified in the course of monitoring and testing

Assess optimal technology solutions for conducting testing reviews, creating the monitoring inventory, and implementing monitoring standards

Qualification

Compliance testingCompliance monitoringAuditingMicrosoft OfficeGRC toolsStakeholder managementWritten communicationVerbal communication

Required

5-7+ years experience of compliance testing / monitoring / auditing

Understanding of industry testing practices and ideally having implemented and/or developed second line compliance monitoring and testing frameworks in the past

Excellent written and verbal communication and stakeholder management skills at all levels of the organization

Advanced proficiency in Microsoft Office (i.e., Word, Excel, PowerPoint) and SharePoint required