Osaic · 1 day ago
Senior IT Auditor
Osaic is a company in the financial services sector, and they are seeking a Senior IT Auditor. The role involves planning and performing internal audits, identifying control deficiencies, and overseeing junior auditors while ensuring compliance with operational and regulatory standards.
Business DevelopmentFinancial ServicesWealth Management
Responsibilities
Perform audit work assessing design and operating effectiveness of internal controls throughout various IT functions (30%)
Prioritize and assist in scheduling audit tests to be performed, interact with auditees to obtain the necessary information, and oversee junior auditors throughout projects (25%)
Conduct IT risk assessments by understanding business objectives, internal controls, enabling technology and IT infrastructure (10%)
Track remediation of Management Action Plans developed to address audit findings (10%)
Prepare and present audit findings (10%)
Contribute to the identification of department operational efficiencies and changes in auditing operations (10%)
Participate in on-going technology stakeholder discussions for continuous risk-assessment to help keep audit plan up-to-date and relevant (5%)
Qualification
Required
Bachelor's Degree from accredited university is required
3+ years' experience in information systems auditing
Ability to travel, as needed
Data analytics skills and experience
Ability to resolve problems and make decisions independently
Excellent verbal and written communication skills
Skilled in operating personal computers and various software packages (Microsoft Office, Outlook, Excel, etc.)
Preferred
CRISC, CISA, CISSP, CIA, CISM, CPA, or other relevant audit, risk, or cybersecurity certification or willingness to obtain
Knowledge of FINRA, SEC and compliance rules and regulations
Knowledge of cybersecurity and IT infrastructure
2+ years of experience in the financial services industry
Experience with ACL, Power BI, or other data analytics software
Experience with AuditBoard or similar auditing software
Benefits
Health, vision, dental insurance
401k
Paid time away
Volunteer days
Company
Osaic
Osaic provides the support, resources, and community designed for the future of wealth management.
Funding
Current Stage
Late StageRecent News
Private Banker International
2025-12-30
Company data provided by crunchbase