Manager, Regulatory Affairs & Liaison Support jobs in United States
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Capital One · 2 days ago

Manager, Regulatory Affairs & Liaison Support

Capital One, a Fortune 500 company and one of the nation's top 10 banks, is seeking a Manager for Regulatory Affairs to ensure timely commitments to regulators and adapt to the evolving regulatory landscape. This role involves managing interactions with Federal Banking Regulators, coordinating examinations, and developing regulatory deliverables while monitoring corrective actions and advocating for new policy developments.

BankingCredit CardsFinanceFinancial Services
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Comp. & Benefits
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Responsibilities

Support Regulatory Affairs liaisons in managing interactions with Federal Regulatory Supervisory staff, including coordination of meetings, preparation of stakeholders, and delivery of materials for ongoing supervision and examinations
Lead the coordination of all logistical aspects of examinations and ongoing supervision (primarily focused on risk management, cyber, and technology), which includes ensuring meetings are scheduled (in partnership with the administrative team), capturing detailed notes during regulatory and internal discussions, tracking document requests, and ensuring timely submission of high-quality deliverables
Support development of well-structured, accurate drafts of regulatory deliverables, including periodic supervisory reporting
Monitor concurrent priorities and manage multiple tasks in parallel, exercising sound judgement when issues can be resolved autonomously versus when leadership engagement is needed
Share insights and context gained from regulatory engagements with the Regulatory Affairs team to inform ongoing work
Monitor corrective actions and ensure they are on-track for appropriate and timely mitigation
Support advocacy efforts by researching and analyzing new regulatory and supervisory policy developments

Qualification

Risk managementRegulatory policyBanking experienceAudit experienceConsulting experienceCommunication skillsProblem-solvingAttention to detail

Required

At least 3 years of experience in banking or financial services, operational or enterprise risk management, audit, consulting, regulatory agencies, or a combination

Preferred

At least 5 years of experience in risk management, audit, consulting or a combination
At least 5 years of experience in compliance, legal, or a combination
At least 4 years of experience working in banking and financial services
At least 3 years of experience supporting integrated projects or programs where senior leaders and external stakeholders are your customers
At least 3 years of experience in vertically integrated industries
At least 3 years of experience working with banking regulators and regulatory policy

Benefits

Performance based incentive compensation
Cash bonus(es)
Long term incentives (LTI)
Comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being

Company

Capital One

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Capital One is a financial services company that provides banking, credit card, auto loan, savings, and commercial banking services.

Funding

Current Stage
Public Company
Total Funding
$5.45B
Key Investors
Berkshire Hathaway
2025-09-11Post Ipo Debt· $2.75B
2025-01-30Post Ipo Debt· $1.75B
2023-05-15Post Ipo Equity· $954M

Leadership Team

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Lo Li
CTO, Managing Vice President Retail Bank
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Daniel Arellano
Senior Vice President, Business Cards and Payments
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Company data provided by crunchbase