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HSBC · 13 hours ago

CIB, HBUS Risk and Compliance GPS, VP

New York, NY

Full-time

Onsite

Senior Level

HSBC is committed to employing only those authorized to work in the US, and they are seeking a VP for their Risk and Compliance GPS department. This role involves ensuring effective management of Regulatory Compliance risks and providing timely advice to the GPS business, requiring strong collaboration and partnership across various functions.

Financial Services

No H1B

Responsibilities

Contribute to the provision advisory services to GPS in order to support clear understanding of Regulatory compliance risk exposure with respect to clients, transactions, and products. Assist senior management decision making and meeting their strategic objectives

Maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal codes and policies and good market practices

Foster a strong risk and control and compliance culture, including ensuring adequate management focus and demonstrative 'tone from the top' and proactive risk management

Strengthen GPS knowledge of risk and compliance management by incorporating risk and compliance considerations in all activities undertaken to protect and enable the business’ activities through a robust risk management understanding

Act in accordance with HSBC’s purpose and values, being cognisant of all applicable local legal, fiscal, regulatory and shareholder requirements as they relate to the Regulatory Compliance sub- function and the operations of HSBC

Champion a culture that prioritises the fair treatment of all customers, including particular attention to those who are vulnerable or have changing needs, whilst also ensuring that governance, processes and systems support staff to meet the needs of all customers

Qualification

Financial services complianceOCCFDIC rulesRegulatory compliance riskDigital banking experienceAnalytical skillsStakeholder influenceRisk management understandingInterpersonal skillsCommunication skillsFast-paced environment

Required

Bachelor degree required; advanced degree or certification (JD, MBA, CRCM, CAMS) preferred

Strong experience in financial services compliance, ideally in payments, digital banking or digital asset businesses

Strong working knowledge of OCC and FDIC rules, including guidance on third party-risk management, UDAAP, Reg R, Reg CC, customer protection, deposit operations and supervisory expectations for innovative banking activities

Experience supporting digital platforms and/or fintech integrations, with familiarity in blockchain or digital asset product is a plus

Ability to interpret complex regulations and communicate practical, business aligned guidance

Excellent analytical, interpersonal and communications skills, with proven ability to influence stakeholders and operate in a fast-paced environment