TPRM Compliance Advisory Analyst, Assistant Vice President, Hybrid jobs in United States
cer-icon
Apply on Employer Site
company-logo

State Street · 2 weeks ago

TPRM Compliance Advisory Analyst, Assistant Vice President, Hybrid

State Street is a leading financial services firm that plays a crucial role in helping institutional investors manage risk and drive performance. The TPRM Compliance Advisory Analyst will support the Compliance Oversight Program and engage in monitoring activities, regulatory analysis, and risk assessments to ensure compliance with global standards.

BankingFinanceFinancial Services

Responsibilities

Support the administration and execution of the Compliance Oversight Program, meeting key deliverables. This includes designing and performing monitoring activities over the First Line of Defense through Compliance Advisory Reviews
Monitor and analyze new and modified global regulatory changes that impact outsourcing and TPRM to support regulatory change analysis and potential impacts to State Street
Perform risk assessments and analyze business processes to identify potential control gaps or weaknesses
Review compliance issue closure documentation
Assist with the preparation of reporting to Compliance Senior Management and the Business Risk Committee
Develop working relationships with other members of Compliance and Compliance leadership team and work collaboratively with the Business Risk Management Team

Qualification

Compliance Oversight ProgramRisk assessmentsBusiness process analysisGlobal regulatory changesControl testingMicrosoft OfficeLearning new processesArcherCUBEOrganization skillsCollaborative work

Required

Experience in business process analysis
Experience in control testing
Experience in interpretation of global outsourcing regulations
Strong interest in joining a top tier financial services firm
Ability to assess internal control design and operating effectiveness
Ability to analyze numerical data and other sources of information to make rational judgments
Ability to learn new tasks and commit information to memory quickly
Ability to gather comprehensive information to support decision making
Strong organization skills
Ability to work collaboratively and professionally to obtain information from others
Flexibility to learn new processes and systems such as Archer, CUBE
Technical Skills: Microsoft Office (Outlook, Word, PowerPoint, Excel); Share Point (Collaborate)
Bachelor's degree or equivalent
6+ years of work experience related to financial services audit, compliance, and/or bank regulations

Preferred

JD preferred

Benefits

Retirement savings plan (401K) with company match
Insurance coverage including basic life, medical, dental, vision, long-term disability, and other optional additional coverages
Paid-time off including vacation, sick leave, short term disability, and family care responsibilities
Access to our Employee Assistance Program
Incentive compensation including eligibility for annual performance-based awards (excluding certain sales roles subject to sales incentive plans)
Eligibility for certain tax advantaged savings plans
Paid volunteer days

Company

State Street

company-logo
State Street offers a range of financial services, including investment management, research and trading, as well as asset management.

Funding

Current Stage
Public Company
Total Funding
$12.05B
2025-10-23Post Ipo Debt· $1B
2025-04-24Post Ipo Debt· $2B
2025-02-06Post Ipo Equity· $750M

Leadership Team

leader-logo
Ronald O'Hanley
Chairman and Chief Executive Officer
linkedin
R
Renee LaRoche-Morris
Senior Vice President, Chief of Staff to the COO; Head of CAO Services
linkedin
Company data provided by crunchbase