TD Securities · 4 days ago
Audit Director, Tech – Financial Crimes (US)
New York, NY
Full-time
Onsite
Senior Level, Lead/Staff
$200K/yr - $260K/yr
10+ years expTD Securities is one of the world's leading global financial institutions, and they are seeking an Audit Director to lead the audit activities for technologies supporting Financial Crimes processes. The role involves overseeing audit planning and execution, managing a team, and ensuring a strong control culture within the organization.
BankingFinanceFinancial Services
Responsibilities
Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
Designs, plans & executes Audit Plan for coverage of Financial Crimes technologies
Responsible for the broader Division mandate to contribute to a strong control culture
Develops a team focused on enterprise compliance, not just local needs
Develops & maintains strong relationships with key stakeholders
Staffs the function with appropriately skilled individuals and augment with SMEs where necessary
Attracts, develops and retains key talent, making audit a great place to work
Develops a risk-based Audit Plan & deliver the plan evenly over the course of the year
Ensures quality of work meets division standards
Identifies all significant control gaps in areas we audit
Provides clear, comprehensive and timely reporting on significant control matters
Manages financial budget within plan and risk
Qualification
Required
Undergraduate degree required; Post Graduate degree preferred
10+ years leading Audit within a regulatory environment
Professional Accreditation such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified Public Accountant (CPA), or Certified Internal Auditor (CIA)
Technology audit experience for Financial Crimes technologies and Certified Anti-Money Laundering Specialist (CAMS) accreditation would be an asset
Technology expertise
Passion for understanding how rapid changes in technology and digital innovation will impact the enterprise
Previous experience developing and executing on strategies in both the short and long term
Strong people management skills; experience building and leading high performing teams
Demonstrated relationship building and stakeholder management skills, with the ability to make things happen through the use of positive influence
Excellent analytical skills in assessing risk, issues and challenging the status quo
Skillful communication (written and verbal), negotiation and partnership skills to balance stakeholder input but remain objective to reach the right outcome
Ability to stay resilient under pressure
Strong presentation skills to facilitate working with senior management and representing the division
Robust organizational skills with the ability to work in a fast-paced environment and manage multiple deadlines and priorities
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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