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Capital One · 8 hours ago

Principal Associate, Compliance Controls Testing & Quality Review (Risk Management)

Richmond, VA

Full-time

Onsite

Mid, Senior Level

$110K/yr - $125K/yr

3+ years exp

Capital One’s Card Risk organization is responsible for core areas that span Risk Management, Strategy, Operations, Technology, and Analytics. The Principal Associate will be responsible for the execution of the Design Effectiveness controls testing for Card, ensuring effective evaluation of control activities and collaborating with leaders to deliver impactful results.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Supporting end to end testing of controls:

Performing proper planning to execute the required test process steps by established deadlines with minimal supervision

Assessing Operational and Design Effectiveness of US Card automated/hybrid/manual controls in adherence with enterprise standards and internal US Card requirements for control testing

Creating and maintaining adequate testing support documentation such as workpapers, rationale, testing reports, etc. to support the result of reviews including the write-up of findings/issues for reporting

Learn/perform code reviews in support of automated/hybrid controls

Identifying internal control weaknesses and recommending remediation to strengthen the control environment

Learn/perform Quality Assurance reviews of completed test workbooks and results

Partnering cross-functionally with program customers and program assessors to provide strategic and tactical thought-partnership to effectively drive and evolve delivery

Building relationships and collaborating with key stakeholders

Furthering the Well Managed agenda within Card to drive sustainability, amplify simplification & automation, enable ownership & accountability through transparency, and strengthen the control ecosystem

Supporting process documentation creation and revision, including version control

Qualification

Control TestingRisk ManagementRegulatory ComplianceAutomated Controls TestingProcess Management FrameworksCollaborationCommunication SkillsLeadership Skills