TD Securities · 1 day ago
Senior Compliance Business Oversight Analyst
New York, NY
Full-time
Onsite
Mid, Senior Level
$72K/yr - $118K/yr
5+ years expTD Securities is a leading global financial institution committed to building a resilient compliance risk management function. The Senior Compliance Business Oversight Analyst will support the Fair Banking Compliance department by managing ongoing projects, driving accountability, and delivering actionable reporting, combining project management skills with data expertise.
BankingFinanceFinancial Services
Responsibilities
Coordinate and monitor multiple compliance related projects, ensuring deliverables, timelines and milestones are met
Develop and maintain project trackers, status dashboards, and executive level updates
Support compliance leadership with oversight of business processes
Ensure project documentation, governance standards and escalation protocols are followed
Design and maintain dashboards and reports in power BI and PowerPoint to track compliance metrics and project progress
Prepare high quality presentations for leadership and governance committees using PowerPoint
Leverage Microsoft Access and SQL to extract, manage and analyze large datasets
Ensure data integrity and accuracy in reporting with the ability to translate findings into actionable insights
Collaborate with cross functional partners including compliance stakeholders , Line of Business and risk partners
Communicate project updates and reporting results effectively to senior management
Qualification
Required
Undergraduate degree or equivalent work experience
5+ years of experience
Strong project management skills
Advanced data and reporting expertise (power BI, excel, PowerPoint)
Solid database knowledge (Microsoft Access and SQL)
Excellent organizational, problem solving, and communication skills
Ability to work independently while managing competing priorities
Strong attention to detail with the focus on accuracy and quality
Proactive, results-oriented, and adaptable 'go-getter' mindset
Preferred
Bachelor's degree in Business, Finance, Data Analytics, information systems, or related field (Masters Preferred)
5 plus years of experience in project management, compliance, risk management or business oversight within financial services
Experience working in a large complex organization
Proven ability to manage multiple projects simultaneously in a fast-paced environment
Project management certification (PMP, CAPM, CRCM or similar)
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
Company data provided by crunchbase