Goldman Sachs · 1 month ago
Wealth Management-Salt Lake City-Associate-Ongoing Client Readiness
Salt Lake City, Utah, United States
Full-time
Onsite
Mid Level
3+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking an Associate for their Wealth Management team to ensure compliance with regulatory requirements and maintain accurate client documentation.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Stay informed about evolving regulatory guidelines and policies concerning Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and Anti-Money Laundering (AML), applying this knowledge to your daily tasks
Develop a strong business understanding, grasping the intricacies, impact, and time sensitivity of your role within the division, while maintaining compliance with CDD, KYC, CIP, and AML standards throughout your work
Verify and authenticate client information, legal entity agreements, and organization documents for new and existing clients, ensuring accuracy and completeness while assessing potential risks and discrepancies
Demonstrate the ability to constantly apply sound business judgment to prioritize requests, manage stakeholder expectations, and maintain high level of accuracy under pressure
Collaborate with cross-functional teams to gather and exchange relevant risk assessment information, flags, and alerts, identifying potential anomalies
Implement process improvements to enhance the efficiency and effectiveness of flows and procedures
Participate in recurring audits of existing procedures, processes, and past book of work completed
Collaborate with legal and compliance teams to address related inquiries and requests
Qualification
Required
Bachelor's degree required
Minimum of 3 years of experience in banking or related financial services industry
Proven analytical skills, problem solving ability, and meticulous attention to detail
Proficiency in using software applications and tools for data entry, review, and analysis
Aptitude for building relationships and ability to communicate complex issues to a wide array of stakeholders with differing levels of product experience
Self-motivated and proactive team player who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities
Understanding of the importance of ethical conduct and maintaining confidentiality in dealing with client data
Flexible and able to work well under pressure, managing high volumes while collaborating with a global team
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-14
Company data provided by crunchbase