Man Group · 2 days ago
Compliance Associate
New York, NY
Full-time
Onsite
New Grad, Entry Level
$70K/yr - $80K/yrMan Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients. The Compliance Associate will conduct compliance testing, maintain databases, assist with regulatory filings, and manage fund documents and agreements.
Financial Services
Responsibilities
Conduct monthly, quarterly and annual compliance testing and monitoring
Creating and maintaining databases and checklists for the Legal and Compliance team workflow
Help with the preparation of regulatory filings and run various email review processes
Assist with the execution and tracking of fund documents and counterparty agreements (e.g., ISDA, prime brokerage)
Opening of new funds and counterparty accounts
Document management and recordkeeping
Ad hoc projects in coordination with priorities across the firm
Operational and administrative tasks
Qualification
Required
Knowledge of MS Word and Excel
Keen attention to detail
Strong problem solving and organizational skills and ability to multi-task in a fast-paced environment
Sound judgment in confidential situations
Dependable, flexible, collaborative, and a proactive team player
Strong interpersonal skills and enthusiasm for the work
Preferred
B.S. degree in Finance / Economics preferred, but not required; strong academic credentials
Benefits
Competitive holiday entitlements
Pension/401k
Life and long-term disability coverage
Group sick pay
Enhanced parental leave
Long-service leave
Private medical coverage
Discounted gym membership options
Pet insurance
Company
Man Group
Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Robyn Grew
CEO
Walter Owens
CEO Man Varagon
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