JPMorganChase · 1 day ago
Prime Brokerage Margin-Client Service Operations Associate
JPMorgan Chase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers and businesses. As a Prime Brokerage Margin-Client Service Operations Associate, you will manage the operations of the pre- and post-trading life cycle across all asset classes, ensuring accurate cash movements and providing first-class client service.
Asset ManagementBankingFinancial Services
Responsibilities
Manage and optimize client collateral and monitor its movement
Answering of incoming margin settlement requests sent by clients, comparing them to JPMorgan's exposure and agreeing on the amount and type of asset to be moved
Continued development of the Prime Brokerage Margin Service offering
Prevent client payments from resulting in deficits and follow up on counterparty issues
Maintain a controlled environment by adhering to and updating operational procedures
Report significant issues to management and respond quickly to internal inquiries
Support reconciliations, resolve discrepancies, and assist with reporting and root cause analysis
Handle ad hoc management requests, operational investigations, and audit requirements
Regularly review processes, suggest improvements, and implement enhancements
Participate in strategic STP initiatives and manage complex change requests
Ensure full compliance with all control and educational requirements
Qualification
Required
Broker Dealer Operations experience of or similar background
Working knowledge of client service, cash funding, global settlements & exception remediation
Strong problem-solving & strategic thinking and should be able to develop solutions for clients and drive process improvements
Possess high accuracy & attention to detail, maintain precision and highly numerate, with strong proficiency in Excel and core systems
Possess strong communication skills, as the role involves detailed interactions across multiple lines of business and core processing areas
Work methodically, adhering to strict deadlines and perform well under pressure
Ability to proactively identify risks and confidently challenge stakeholders when controls may be compromised
Collaborate efficiently, support team goals, and foster a positive team environment
Take responsibility for mistakes, shares lessons learned and embrace feedback for growth
Strong analytical abilities and enthusiasm for digital automation tools
Series 99 and SIE licenses required to be obtained within 6 months of starting in role
Preferred
Knowledge of Reg T, FINRA Rule 4210, SEC Rule 15c3-1 and SEC Rule 11d1 is highly preferred, with the ability to apply these regulations to ensure compliance in trade lifecycle management and margin requirements
Benefits
Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching
Company
JPMorganChase
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.
H1B Sponsorship
JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)
Funding
Current Stage
Public CompanyTotal Funding
unknown1998-02-01IPO
Leadership Team
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