E*TRADE from Morgan Stanley · 2 weeks ago
Director, Technology Audit
New York, New York, United States of America
Full-time
Hybrid
Mid Level
$147K/yr - $155K/yr
2+ years expMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. They are seeking a Director, Technology Audit to conduct integrated audits, define audit scopes, and present findings to senior management while providing guidance to audit associates.
BankingFinanceFinancial Services
Responsibilities
Conduct integrated audits while adhering to professional auditing standards
Discuss with business and technology management to define audit scope and prepare the audit planning memorandum
Create and present the audit scope memorandum that includes a summary of audit objectives, scope, and approaches to Internal Audit senior management
Liaise with local and offshore resources within the technology and business audit teams for successful execution of audits
Provide guidance and coaching to technology audit associates and analysts on technology audit execution
Draft audit reports covering potential findings and track closure verification efforts to ensure issues identified are remediated in a timely manner
Present audit findings to Internal Audit and Technology senior management
Manage audit activities within established budget and timelines
Analyze continuous monitoring (CM) metrics and lead quarterly CM meetings with technology management to proactively identify emerging risks and assess the overall technology risk and control environment
Qualification
Required
Requires a Master's degree in Information Systems, Enterprise Risk Management, or a related field of study
Requires two (2) years of experience in the position offered or two (2) years as an Associate, Analyst, or a closely related occupation
Requires two (2) years of experience with the following skills:
auditing Generative Artificial Intelligence (GenAI) technologies, digital payment platforms, modernized platforms with microservice architecture, and Salesforce Customer Relationship Management
extracting and analyzing continuous monitoring Key Performance Indicator and Key Risk Indicators metrics
SQL and Python
data visualization tools including Visio and Tableau
system monitoring tools including Splunk
Software Development Life Cycle tools including JIRA and Bitbucket
audit and risk management workflow tools including IBM Open Pages
auditing data transfer mechanisms including Batch, Application Programming Interface, Message Queue, and Kafka
auditing data integrity controls including digital signature and hash validation
auditing Application and IT general controls including Information Security, System Configurations, Disaster Recovery, Access Management, and Capacity Management
regulations for financial services industry including Office of Foreign Assets Control (OFAC), and Federal Reserve Bank Regulation CC and Regulation E
Audit principles, tools, and processes including Risk Assessment, Planning, Testing, Reporting, and Continuous Monitoring
Project Management
Benefits
Commission earnings
Incentive compensation
Discretionary bonuses
Other short and long-term incentive packages
Other Morgan Stanley sponsored benefit programs
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
H1B Sponsorship
E*TRADE from Morgan Stanley has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2020 (3)
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
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