Robert Half · 1 week ago
Senior Compliance Manager | Hedge fund
New York, NY
Full-time
Onsite
Mid, Senior Level
$130K/yr - $150K/yr
4+ years expRobert Half is a high-performing, NYC-based hedge fund seeking a Compliance Manager to partner directly with the Chief Compliance Officer and senior leadership. This hands-on role offers real ownership of day-to-day compliance responsibilities and exposure to private funds and credit strategies.
ConsultingHuman ResourcesRecruitingSecurity
Responsibilities
Execute and support the firm’s compliance program alongside the CCO
Maintain and update compliance policies, procedures, and Code of Ethics
Perform ongoing monitoring, testing, and risk assessments across trading and valuation
Prepare and coordinate regulatory filings and compliance reporting
Review investor communications and marketing materials for compliance
Oversee personal trading, gifts, and entertainment reporting
Support regulatory exams and coordinate with external counsel and consultants
Manage counterparty onboarding and due diligence processes
Qualification
Required
4–6+ years of compliance experience at an SEC-registered investment adviser
Strong working knowledge of the Investment Advisers Act of 1940
Experience supporting regulatory filings (Form ADV, Form PF)
Familiarity with private fund compliance, Codes of Ethics, and personal trading surveillance
Experience reviewing marketing materials under the SEC Marketing Rule
Strong judgment, attention to detail, and comfort operating in a fast-paced environment
Preferred
Exposure to credit strategies or derivatives strongly preferred
Benefits
100% company-paid medical
100% 401(k) match up to 5%
20 PTO days
Daily lunch in office
Company
Robert Half
🔒 At Robert Half, we prioritize your security—if you believe you've encountered a scam or fraudulent recruiter, please report it immediately to https://www.roberthalf.com/us/en/fraud-alert.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
unknown1978-01-13IPO
Leadership Team
Keith Waddell
President and CEO
Paul Gentzkow
President and Chief Executive Officer, Talent Solutions
Recent News
EIN Presswire
2025-04-14
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