LPL Financial · 9 hours ago
Paralegal
Fort Mill/Charlotte
Full-time
Onsite
Mid Level
$31.35/hr - $52.24/hr
3+ years expLPL Financial is a leading wealth management firm that empowers professionals to shape their success. The Paralegal role involves providing comprehensive legal and administrative support to attorneys handling collections, recovery, and litigation matters, ensuring efficient and accurate handling of legal processes.
FinanceFinancial Services
Responsibilities
Organize and maintain litigation files, including pleadings, discovery, and correspondence
Track case deadlines, court dates, and manage calendars for attorneys
Prepare case summaries and status reports for internal stakeholders
Coordinate with business partners to develop an initial case file and assessment
Draft and review routine legal documents such as case profiles and files, discovery requests, and settlement agreements under attorney supervision
Assist in preparing responses to discovery requests and compiling exhibits for hearings and trials
Coordinate with collections teams to gather account documentation and payment histories
Ensure compliance with applicable laws, regulations, and procedures, including the FINRA Code of Arbitration Procedure
Liaise with outside counsel, courts, and vendors to facilitate case progress
Manage litigation holds and assist with e-discovery processes
Monitor and update litigation databases and case tracking systems
Conduct legal research on statutes, regulations, and case law related to collections and consumer litigation
Support attorneys in responding to regulatory inquiries and audits
Qualification
Required
Associate's or Bachelor's degree
Minimum 3–5 years of paralegal experience, preferably in financial services or litigation
Familiarity with litigation and arbitration procedures
Experience coordinating with outside counsel and case managers
Strong case file management and decision-making skills
Strong organizational and time management skills
Proficiency in legal research tools and case management software
Excellent and efficient written and verbal communication skills
Ability to work independently and meet deadlines
Paralegal certification
Preferred
Experience with FINRA arbitration and/or securities litigation
Knowledge of regulatory compliance in financial services
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-12
Investment News
2026-01-11
2026-01-09
Company data provided by crunchbase