Social Capital Resources ยท 10 hours ago
Client Onboarding Analyst
New York, NY
Full-time
Onsite
Entry, Mid Level
$75K/yr - $85K/yr
2+ years expSocial Capital Resources is a financial firm located in Midtown, Manhattan. They are seeking a Client Onboarding Analyst to serve as the primary point of contact for clients and ensure timely and accurate account openings while adhering to regulatory requirements.
EmploymentFinancial ServicesFinTechRecruitingStaffing Agency
Responsibilities
Serve as primary point of contact for new and existing clients
Ensure timely and accurate account opening
Familiar with Regulatory requirements related to opening accounts
KYC, AML, Compliance
Experience at a self-clearing & introducing broker dealer
Work Closely with Front Office, Technology & Compliance to ensure proper setup across all relevant systems
Ability to be a self-starter and work to review and enhance procedures
Assist with internal and external reviews and audits
Qualification
Required
2+ years of experience in Account On-boarding/Customer Service
Serve as primary point of contact for new and existing clients
Familiar with Regulatory requirements related to opening accounts
Ensure timely and accurate account opening
KYC, AML, Compliance
Experience at a self-clearing & introducing broker dealer
Work Closely with Front Office, Technology & Compliance to ensure proper setup across all relevant systems
Ability to be a self-starter and work to review and enhance procedures
Assist with internal and external reviews and audits
Company
Social Capital Resources
Headquartered in New York City, Social Capital Resources is a recruiting firm dedicated to facilitating the needs of both clients and candidates within the Financial Services, Finance/Accounting, FinTech and Technology industries.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
M
Matt Solomon
Founder and Managing Partner
Company data provided by crunchbase