Financial Crimes Specialist, AML Investigations jobs in United States
cer-icon
Apply on Employer Site
company-logo

Vanguard · 4 days ago

Financial Crimes Specialist, AML Investigations

positionMalvern, PA
timeFull-time
remoteHybrid
seniorityMid Level
date3+ years exp

Vanguard is seeking a detail-oriented Financial Crimes Specialist to join their team focused on protecting the integrity of the financial system. The role involves conducting investigations into suspicious activities, ensuring compliance with regulatory guidelines, and mentoring junior team members.

FinanceFinancial Services
badNo H1Bnote

Responsibilities

Conduct daily investigations to identify suspicious activity across both new and existing client accounts
Use public records, internet databases, and internal tools to research potential violations and support due diligence efforts, including customer identification and compliance with bank secrecy laws
Help resolve inquiries and issues related to anti-money laundering (AML), ensuring swift and accurate outcomes
Assist with internal and external reporting in line with regulatory guidelines and internal policies
Participate in training sessions and team meetings and help develop educational content to support the growth of newer team members
Keep up with industry trends, regulatory changes, and market developments to ensure Vanguard’s financial crimes program remains best-in-class
Contribute to special projects and cross-functional initiatives that enhance our compliance capabilities

Qualification

AML InvestigationsComplianceAnalytical SkillsResearch SkillsTraining Development

Required

At least 3 years of relevant experience in compliance, investigations, or a related field
A bachelor's degree or equivalent combination of education and experience
A passion for compliance, a sharp analytical mind, and a commitment to doing what's right

Company

Vanguard

twittertwittertwitter
Glassdoor3.7
company-logo
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
dateFounded in 1975
location
Kelayres, Pennsylvania, USA
people-size10001+ employees
web-link
http://investor.vanguard.com/corporate-portal

Funding

Current Stage
Late Stage
Total Funding
unknown
Key Investors
ic@3401
2017-03-31Non Equity Assistance

Leadership Team

leader-logo
Salim Ramji
Chief Executive Officer
linkedin
leader-logo
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
linkedin

Recent News

PR Newswire
Vanguard Appoints Natalie Lamarque as Chief Legal Officer
2025-09-05
citybiz
Vanguard Managing Director Karin Risi to Retire
2025-03-15
PR Newswire
Vanguard to Establish New Advice & Wealth Management Division Led by Industry Veteran Joanna Rotenberg
2025-03-14
Company data provided by crunchbase