SPADTEK SOLUTIONS · 9 hours ago
Compliance Analyst
Dallas, TX
Contract
Hybrid
Senior Level
7+ years expSPADTEK SOLUTIONS is seeking a Senior Audit/Compliance Analyst to manage examinations, audits, and reviews for their Technology organization. The role involves collaborating with stakeholders to evaluate action plans and continuously monitor risks within Technology, ensuring adherence to regulatory standards.
Information Technology & Services
Hiring Manager
Sindhu Samala
Responsibilities
Manage examinations, audits, and reviews on behalf of the Technology organization, specifically IT SOX audit
Management of all key stakeholders throughout Technology examination, audit, and review; including the auditors/regulators
Work with various stakeholders to evaluate action plans, and remediation actions
Collaborate with various teams to identify, assess, and validate various Technology risks and controls before, during and after examinations, audits and/or reviews
Keep abreast of legal and regulatory matters affecting the US financial services industry, the regulatory environment, and potential impact on Groups US operating entities
Compile, analyze, and review quantitative and non-quantitative regulatory risk management information from Groups US operating entities
Partner with Second Line of Defense to provide input/review of relevant frameworks, policies, and standards
Drive Risk Culture: Facilitate awareness of, and adherence to, risk frameworks, policies, and standards through internal validation and issue/risk management
Continuously monitor all sources of risk existing within Technology, and externally; while utilizing research, networking, and experience to anticipate critical risks and issues impacting Technology
Qualification
Required
7 – 10 years of experience
Bachelor's Degree or equivalent work experience in Accounting, Business, Statistics, Risk Management, Information Systems, Finance, Economics, or equivalent field
Risk Management, Internal Controls, IT Auditing, relevant line of business experience and/or legal or regulatory experience, 5+ years
Demonstrated experience supporting and/or leading risk projects across multiple business lines offering a wide variety of financial services, products and services
Knowledge of applicable laws and regulations and financial services industry regulators
Understanding of banking operations and the financial services regulatory and risk management environment
Ability to build credibility with, collaborate with, and influence line of business executives
Excellent analytical and complex problem-solving skills
Strong project management skills
Ability to constructively work both independently and in collaborative environments involving all levels of management and employees
Ability to build internal and external networks of information resources within the risk management ecosystem
Excellent oral and written communication and presentation skills
Advanced PC (MSWord, Excel, Access, PowerPoint) skills
5+ years of experience
IT Risk Management experience
IT Audit experience
SOX IT controls
Preferred
Bilingual in Spanish/English (not required, but would be a plus)
Company
SPADTEK SOLUTIONS
At Spadtek, we believe sustainable growth happens when talent works in harmony with technology.
51-200 employees
Funding
Current Stage
Growth StageCompany data provided by crunchbase