JLL · 14 hours ago
Deputy Chief Compliance Officer
Chicago, IL
Full-time
Onsite
Director/Executive
$210K/yr - $220K/yr
8+ years expLaSalle Investment Management is a leading global provider of real estate and investment management services, and they are seeking a Deputy Chief Compliance Officer. The successful candidate will manage compliance programs and provide regulatory guidance, working closely with the Americas CCO and supporting the firm’s compliance policies and procedures.
CommercialReal Estate
No H1B
Responsibilities
Implement and support the Compliance Department’s strategic program in alignment with LaSalle’s overall business strategy with limited oversight
Respond to business inquiries in a collaborative and timely way by providing expert guidance sharing the regulatory requirements along with identified risks to investors and the firm
Review marketing and capital raising materials in collaboration with the Global Funds Team (GFT) and Legal & Compliance leads, ensuring adherence to all marketing regulatory requirements
Administer compliance technology platform, including Code of Ethics and employee personal trade reporting ensuring that brokerage account electronic feeds are correctly maintained, as well as overseeing that items identified in the compliance calendar are addressed and resolved in compliance platform in a timely manner
Coordinate with the CCO on the annual compliance reviews, along with the development and implementation of compliance policies and procedures, and risk frameworks
Research and interpret complex regulatory topics, autonomously formulate solutions and actionable plans to enhance compliance program
Advanced knowledge in regulatory compliance, AML frameworks, and compliance program management
Provide guidance and training/mentoring to assist in the development of the compliance team that supports growth and operational excellence
Keep abreast of changing regulatory environment for proposed rules, guidance and industry trends which may affect the firm and implement identified updates to its compliance program
Assist the CCO in the evolution of the compliance program by implementing and enhancing compliance technology systems to enhance controls, monitor for risk and support program automation
Assist in the design and delivery of compliance training across multiple businesses
Contribute to ad-hoc projects, including support of Americas CCO for regulatory examinations and projects originated by the Americas General Counsel
Qualification
Required
Bachelor's degree
8+ years of experience working in a regulatory and/or compliance-driven environment
Broad knowledge of federal securities laws
FINRA Series 7 and 24 and Canadian licenses are necessary requirements for the role. Applicants hired without the license will be required to obtain the FINRA licenses within six months of hire and the Canadian license within 12 months
Certification in a related field of practice is a plus
Delivers on commitments, acts with integrity, and takes ownership of outcomes
Excellent written and oral communication skills
Effective analytical, project management, problem solving and decision-making skills
Resourceful, adaptable, and accountable, with proven ability to navigate complex regulatory environments and interact with senior management
Discretion and ability to handle sensitive information on a confidential basis are critical
Capable of managing multiple compliance programs, projects and initiatives concurrently
Self-motivated with a strong work ethic that is able to work equally well independently and as part of a team
Ability to collaborate in a team environment across departments and seniority levels while employing professionalism and collegiality is essential
Benefits
Health benefits include medical, dental, vision, mental health support and additional ancillary insurance plans.
Generous paid time-off, including paid company holidays.
Additional benefits include paid parental leave short-term and long-term disability, as well as other care/wellness programs.
Financial wellness is supported through a 401(k) plan with a company match, flexible spending accounts or a health savings account.
Company
JLL
We’re a leading professional services firm that specializes in real estate and investment management.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.59B2025-11-03Post Ipo Debt· $565.35M
2023-11-08Post Ipo Debt· $400M
2019-05-29Post Ipo Debt· $46.5M
Leadership Team
Christian Ulbrich
Global Chief Executive Officer
Jones Lang LaSalle
Global CEO, Capital Markets and Member
Recent News
2026-01-07
Morningstar.com
2025-12-29
Company data provided by crunchbase