Financial Crimes Specialist, AML Investigations jobs in United States
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Vanguard · 18 hours ago

Financial Crimes Specialist, AML Investigations

positionScottsdale, AZ
timeFull-time
remoteHybrid
seniorityMid Level
date3+ years exp

Vanguard is looking for a detail-oriented and driven Financial Crimes Specialist to join their dynamic team. In this role, you’ll be at the forefront of detecting and preventing financial crime, helping to safeguard clients and the firm by conducting investigations and ensuring compliance with regulations.

FinanceFinancial Services
badNo H1Bnote

Responsibilities

Conduct daily investigations to identify suspicious activity across both new and existing client accounts
Mentor junior team members as they grow their investigative skills
Use public records, internet databases, and internal tools to research potential violations and support due diligence efforts, including customer identification and compliance with bank secrecy laws
Help resolve inquiries and issues related to anti-money laundering (AML), ensuring swift and accurate outcomes
Assist with internal and external reporting in line with regulatory guidelines and internal policies
Participate in training sessions and team meetings and help develop educational content to support the growth of newer team members
Keep up with industry trends, regulatory changes, and market developments to ensure Vanguard’s financial crimes program remains best-in-class
Contribute to special projects and cross-functional initiatives that enhance our compliance capabilities

Qualification

AML investigationsCompliance expertiseAnalytical skillsRegulatory knowledgeMentoringTeam collaboration

Required

At least 3 years of relevant experience in compliance, investigations, or a related field
A bachelor's degree or equivalent combination of education and experience
A passion for compliance, a sharp analytical mind, and a commitment to doing what's right

Company

Vanguard

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Glassdoor3.7
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Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
dateFounded in 1975
location
Kelayres, Pennsylvania, USA
people-size10001+ employees
web-link
http://investor.vanguard.com/corporate-portal

Funding

Current Stage
Late Stage
Total Funding
unknown
Key Investors
ic@3401
2017-03-31Non Equity Assistance

Leadership Team

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Salim Ramji
Chief Executive Officer
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Andrew Maack
Principal, Head of US Equity Index Portfolio Management
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Recent News

PR Newswire
Vanguard Appoints Natalie Lamarque as Chief Legal Officer
2025-09-05
citybiz
Vanguard Managing Director Karin Risi to Retire
2025-03-15
PR Newswire
Vanguard to Establish New Advice & Wealth Management Division Led by Industry Veteran Joanna Rotenberg
2025-03-14
Company data provided by crunchbase