Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs) ยท 5 days ago
Sr. Trader
Scottsdale, AZ
Full-time
Onsite
Senior Level
$100K/yr - $150K/yr
5+ years expDavis Talent Search represents a modern, unified wealth management enterprise, and they are seeking an experienced Senior Trader to join their investment team. This role involves trade execution across various financial instruments and requires collaboration with advisors and asset managers to implement trading strategies.
Staffing & Recruiting
No H1B
Hiring Manager
Jenna Klugh-Davis
Responsibilities
Analyze market conditions to determine appropriate trade structuring
Process post-execution recon and handle the operation/administrative duties associated with any trades that need attention
Be responsible for position maintenance of custom portfolios. (e.g., Treasury or CD rolls)
Ad-hoc duties as required, including but not limited to presentation preparation, reporting, assisting with incoming calls and queries
Drive improvement and change for a best-in-class trading platform experience
Place Mutual Fund, ETF and equity trades through our UMA trading platform, Charles Schwab, Pershing, Goldman Sachs, AXOS Clearing and Fidelity
Research and respond to routine-to-complex inquires within defined service level commitments
Trade Correction processing, reporting and analysis
Handle incoming inquiries from advisor teams related to the troubleshooting and review of complex account and data discrepancies
Partner with internal teams to document, review, and update firm policies & procedures
Support day to day operations of our Unified Managed Account (UMA) platform
Assist advisors and their team with system navigation, configuration, and account setup
Participate in team meetings and collaborate with operations leadership team on projects and/or initiatives designed to streamline firm policies and procedures
Organize and lead meetings with Advisors in support of their clients and prospects
Qualification
Required
Bachelor's degree in with a concentration in Investments, Accounting, Finance, Business or Economics
current/active Series 7, 63, and 24 licenses
Minimum 5+ years of trading experience within an RIA, Broker-Dealer, or asset management firm
Strong working knowledge and trading of equities, fixed income, ETFs, mutual funds, and options trading
Experience managing and rebalancing proprietary ETFs or sub-advised portfolios
Experience operating in a multi-custodian environment (Pershing, Schwab, Goldman Sachs, Fidelity)
Strong understanding of both RIA and Broker-Dealer trading and compliance frameworks
Experience with NetX360, Bond Beacon, Bond Central, BondNav, and other Custodian specific trading systems
Detail oriented; Demonstrates thoroughness and strong ownership of work
Strong team player who has the ability to envision solutions and work collaboratively to institute business improvements
Able to prioritize in a fast moving, high pressure, constantly changing environment; Good sense of urgency
Keen intuition for markets and a passion for studying them
Exceptional interpersonal and communication skills, with the ability to interact confidently with advisors, clients, and leadership
Must be based in or willing to relocate to Scottsdale, AZ
The company cannot sponsor a Visa
Preferred
MBA preferred
Benefits
Medical
Dental
Vision health insurance
Life Insurance
LTD
STD
401k
PTO
Company
Davis Talent Search (Payments, Wealth Management, Fintech, Crypto Jobs)
Welcome to Davis Talent Search, where we truly believe that finding candidates the perfect position and finding employers the perfect candidates are where job satisfaction starts.
2-10 employees
Funding
Current Stage
Early StageCompany data provided by crunchbase