LPL Financial · 8 hours ago
Trading Consultant
United States
Full-time
Remote
Entry, Mid Level
$31.83/hr - $53.05/hr
2+ years expLPL Financial is a leading independent broker-dealer empowering financial professionals to achieve their clients' financial goals. The Trading Consultant role involves providing exceptional trading support to financial advisors, ensuring they have the necessary tools and knowledge to grow their practices effectively.
FinanceFinancial Services
Responsibilities
Provides system support and guidance to advisors regarding our systems, including model management, rebalancing functionality, and block trading tools
Maintains a working knowledge about equity, option, ETF, and mutual fund products, the markets, and keeps understanding of the market impact and execution complexities of large trades. In addition, Consultants must maintain strong knowledge of two separate Trading System capabilities and rebalancing methodologies
Masters all aspects of the systems to educate and consult advisors on the best way to utilize system capabilities to obtain their desired objective(s) utilizing strong customer service skills
Assists 20-35 inbound calls a day
Consultants are also expected to support LPL’s volume contingency plan (VCP) by training and supporting Equity Trading and/or Mutual Fund Trading in a VCP capacity
Works closely with the Business Transition Partners (Recruiting) team to showcase Enhanced Trading’s capabilities to prospective LPL Financial advisors and then help them train and onboard the advisor once in the onboarding process
Rebalancing consultants will support advisor-facing virtual demonstrations, educational workshops around key functionality and partner with Technology agile project management
Additional responsibilities or duties may be assigned to you as needed or determined
Qualification
Required
2 to 5 years of Financial Services Experience
1 plus years of customer services/call center environment experience
Knowledge of Mutual Funds, equities and options
Knowledge of trading regulations and requirements
Preferred
Experience with Jira Project Management software and QA/UAT testing is a plus
A strong background or experience in agile project management, public speaking, coaching, and talent development is a plus
Series 7 preferred
Strong MS Office skills required and Beta, Siebel, ClientWorks, or other trading platform experience preferred
Benefits
401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off
Company
LPL Financial
LPL Financial provides investment solutions and tools for independent financial advisors.
5001-10000 employees
H1B Sponsorship
LPL Financial has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (106)
2024 (105)
2023 (122)
2022 (127)
2021 (65)
2020 (44)
Funding
Current Stage
Public CompanyTotal Funding
$2.5B2025-03-31Post Ipo Equity· $1.5B
2024-06-03Post Ipo Debt· $1B
2010-11-18IPO
Leadership Team
Rich Steinmeier
Interim CEO
Sid Vyas
Chief Technology Officer/EVP
Recent News
2026-01-12
Investment News
2026-01-11
2026-01-09
Company data provided by crunchbase