Compliance Consultant - Compliance Testing jobs in United States
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HW3 · 4 days ago

Compliance Consultant - Compliance Testing

positionNew Jersey, United States
timeContract
remoteOnsite
senioritySenior Level
money$725/d - $725/d
date5+ years exp

HW3 is seeking an experienced Compliance Testing Consultant to support a high-impact Compliance Monitoring and Testing function. This role involves executing compliance testing reviews, producing reports, and supporting senior leadership with analysis and issue reporting.

RecruitingStaffing Agency
Hiring Manager
Jamie-Lee McCallum
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Responsibilities

Execute end-to-end compliance testing reviews in line with the Compliance Testing Plan, delivering timely, high-quality results
Produce clear, concise compliance testing reports, including findings, root cause analysis, and recommendations
Support senior leadership with testing results, trend analysis, and issue reporting
Track, validate, and challenge corrective action plans, partnering across teams to drive effective remediation

Qualification

Compliance testing experienceCompliance testing frameworksRegulatory experienceMicrosoft Office proficiencyGRC tools familiarityAnalytical skillsStakeholder managementCommunication skills

Required

Proven hands-on compliance testing experience within a regulated financial services environment
Strong ability to produce high-quality compliance testing reports for senior management and regulators
Solid understanding of second-line compliance testing frameworks, methodologies, and best practices
Excellent analytical, risk-based thinking, communication, and stakeholder management skills
Bachelor's degree required
5–7 years of compliance testing, monitoring, auditing, or risk management experience
Advanced proficiency in Microsoft Office

Preferred

JD, MBA, or compliance/audit/risk certifications a plus
Regulatory-facing experience preferred
Familiarity with GRC tools (e.g., Archer) a plus
Experience with annual compliance testing plans and knowledge of FMU regulatory environments / Federal Reserve SR 08-8 advantageous

Company

HW3

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Glassdoor3.0
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HW3 is a global recruitment consultancy that offers staffing and recruitment services within regulated industries.
dateFounded in 2011
location
London, England, GBR
people-size51-200 employees
web-link
https://www.hamlynwilliams.com/

Funding

Current Stage
Growth Stage
Total Funding
$7M
Key Investors
Meraki Capital
2024-07-30Series Unknown· $7M

Leadership Team

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Nick Vaughan
Founder & CEO
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Mark DePanfilis
Client Growth Partner
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Company data provided by crunchbase