Scotiabank · 10 hours ago
Senior Manager, Compliance Risk Analytics and Reporting
Dallas, TX
Full-time
Onsite
Senior Level
5+ years expScotiabank is a leading bank in the Americas, and they are seeking a Senior Manager for Compliance Risk Analytics and Reporting. The role involves ensuring compliance with regulations, managing compliance metrics, and presenting reports to senior management and regulatory stakeholders.
BankingFinanceFinancial Services
Responsibilities
Support the reporting metrics for the Compliance pillars, including risk assessment, monitoring, and testing, issues management, regulatory change management, regulatory coordination, policies and procedures, and structures and resources
Identify key compliance indicators and risk appetite metrics used to measure the Bank’s compliance risk and effectiveness of internal controls
Prepare and present comprehensive reports to Board and senior management committees on key compliance metrics and controls and other matters warranting attention
Engage and present metrics to regulatory stakeholders as needed
Assist in the development of an Annual Compliance Plan based on compliance issues, metrics and reporting results
Coordinate with Global Compliance in the development compliance issues management, metrics and reporting
Develop and maintain an effective management reporting structure and program, including procedures, methodologies, and rationales, to ensure compliance with relevant management reporting regulation
Provide regular reports on the compliance program to Senior management and escalate any material matters to senior compliance officers and senior management as appropriate
Maintain an awareness of regulatory environment for new and emerging legislation, policy statements, relevant trends and industry best practices and determine how they impact management reporting
Develop and maintain strong business, technology and compliance relationships becoming a trusted partner with strong relationship management skills
Assist in responding to regulatory inquiries and exams in partnership with the functional teams
Foster an environment of regulatory awareness and ensure strong attention to detail in deliverables
Other duties and projects as may be assigned from time to time
Qualification
Required
BA or international equivalent required
A minimum of 5 years of compliance experience preferably with a major international banking organization with institutional trading & sales, investment banking, or institutional broker dealer
A minimum of 5 years of experience of identifying, assessing, measuring, and reporting compliance risks within the financial services industry
Relevant compliance experience, including development of relevant policies and procedures development, responding to regulatory inquiries, etc
Sound judgment in identifying risks in order to proactively escalate to relevant senior management
Strong analytical and investigative skills and demonstrated ability to operate at a strategic level
Strong leadership skills and demonstrable experience and success in working in high-performance teams
Ability to coordinate across multiple management levels, jurisdictions, business lines and support functions to drive results
Ability to operate with minimal direction, deliver product of the appropriate quality, set goals and manage priorities
Ability to coordinate potentially competing deliverables and timelines
Experience operating and coordinating programs across large matrixed organizations
Strong organizational, communication (oral and written), and interpersonal skills required
Minimum Bachelor's degree
Preferred
Post graduate degree (JD or MBA) preferred
Company
Scotiabank
Scotiabank is a banking firm that provides banking and financial services.
10001+ employees
H1B Sponsorship
Scotiabank has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (52)
2024 (55)
2023 (29)
2022 (38)
2021 (38)
2020 (15)
Funding
Current Stage
Public CompanyTotal Funding
$1.07B2024-04-17Post Ipo Debt· $1.07B
1972-03-01IPO
Leadership Team
Jabar Singh
President & CEO Scotiabank Colpatria (Colombia) & Head Central America & Caribbean
L.Scott Thomson
President and CEO
Recent News
Canada NewsWire
2025-12-24
Company data provided by crunchbase