Director, Investigations & Assistant General Counsel (Hybrid) jobs in United States
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Globe Life · 1 week ago

Director, Investigations & Assistant General Counsel (Hybrid)

Globe Life is committed to empowering its employees and fostering a caring and innovative culture. They are seeking a Director, Investigations & Assistant General Counsel to oversee investigations and ensure compliance with legal and regulatory standards while leading a team of investigators.

Financial ServicesInsurance

Responsibilities

Maintain relationships with government agencies, coordinate site visits for regulators, and coordinate implementation and compliance with corrective action plans, as needed
Investigate and manage a wide array of workplace misconduct incidents, including harassment, discrimination, and fraud
Highlight priority investigations
Escalate investigations to senior management and work with various stakeholders to mitigate risk to the business
Identify, develop, and implement reasonable, risk-based internal controls to prevent, detect, and report incidents, or, as appropriate, oversee their implementation
Achieve compliance with Company policies and procedures pursuant to the Company Compliance Plan
Coordinate with SVP Legal & Compliance to ensure the Company Compliance Plan is followed
Coordinate with the Internal Audit Department to ensure the Company Compliance Plan is followed
Achieve compliance with laws and rules relating to business practices promulgated in the jurisdictions in which the Company does business
Evaluate whether internal controls are working effectively and identify weaknesses or gaps in controls
Ensure that the quality of investigations, timeliness of reports, and efficiency levels meet the standards determined by policy and law
Recommend appropriate and consistent disciplinary measures for violations of Company policies and procedures
Identify, evaluate, and resolve or oversee the resolution of gaps relating to internal controls
Support the Global Compliance Plan and Operational Risk by serving as the company's primary point of contact with regulatory supervisors, law enforcement, and other government agencies on matters related to investigations
Direct, coordinate, and monitor the activities of a professional staff, inclusive of supervisors, as well as a staff of investigators, engaged in the performance of confidential and complex investigations
Manage the work and performance of the investigators by providing regular coaching and feedback while fostering an inclusive team environment
Help direct activities involving the tracing, identification, and recovery of lost assets, as well as help set guidelines on how research and investigations should be conducted
Use a variety of diagnostic and forensic technology techniques to help determine key areas of risk and assess how well that risk is managed
Collaborate with management to develop mitigation strategies
Stay up to date with changes in laws, regulations, and industry guidelines that affect Globe Life. Monitor regulatory developments and assess their impact on the Company’s operations. Provide guidance and support to various business units to ensure compliance with applicable requirements. Adjust investigation strategies and standards accordingly
Follow and ensure consistent application of Company policies and procedures
Collaborate with other members of the legal and compliance departments as needed
Collaborate with outside counsel on investigative issues
Comprehensive understanding of attorney/client privilege, maintaining compliance with Legal Rules of Professional Responsibility and confidentiality of highly sensitive information

Qualification

Juris DoctorLegal complianceInvestigatory managementLife insurance knowledgeRegulatory experienceCoachingMicrosoft OfficeLeadershipTeam collaboration

Required

Juris Doctor is required
Must be licensed to practice law in at least one State
A minimum of 10 years of general legal experience, with at least 5 years of experience in managing investigatory or regulatory roles

Preferred

Working knowledge or experience of life or health insurance industry
Prior in-house legal department experience
Prior work with compliance plans
Prior experience in a leadership role

Benefits

Comprehensive health, dental, and vision insurance plans because your well-being is fundamental to your performance.
Robust life insurance benefits and retirement plans, including company-matched 401k and pension plan.
Paid holidays and time off to support a healthy work-life balance.
Parental leave to help our employees welcome their new additions.
Subsidized all-in-one subscriptions to support your fitness, mindfulness, nutrition, and sleep goals.
Company-paid counseling for assistance with mental health, stress management, and work-life balance.
Continued education reimbursement eligibility and company-paid FLMI and ICA courses to grow your career.
Discounted Texas Rangers tickets for a proud visit to Globe Life Field.

Company

Globe Life

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Globe Life is an insurance company.

Funding

Current Stage
Public Company
Total Funding
$250M
2024-08-15Post Ipo Debt· $250M
2019-08-09IPO

Leadership Team

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Frank Svoboda
Executive Vice President and Chief Financial Officer
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Company data provided by crunchbase