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EY · 1 day ago

US Compliance Program - Monitoring Senior Associate

Troy, NY

Full-time

Hybrid

Mid, Senior Level

$64K/yr - $116K/yr

3+ years exp

EY is a globally connected powerhouse of diverse teams dedicated to building a better working world. The Compliance Program Monitoring Senior Associate will support the US Ethics & Compliance Program by collaborating with Compliance Area Leaders to identify regulatory non-compliance and executing monitoring and reporting processes.

AccountingAdviceBusiness IntelligenceConsultingFinancial ServicesProfessional Services

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Design and execute risk-based monitoring processes, reporting, and analysis across compliance areas to identify potential policy and regulatory compliance issues

Provide oversight, analyze results, and identify trends to help CALs manage risks

Collaborate with cross-functional teams to ensure accuracy in data collection and reporting processes, and create and maintain results dashboards in Power BI

Recommend improvements to monitoring processes in accordance with EY guidance and professional standards

Assess regulatory changes, resulting risks, and potential impact on compliance monitoring activities

Assist with oversight activities, including quarterly validation, annual certification, and ethics analysis

Gain an understanding of firm policies and regulatory requirements, and translate this knowledge into action plans and recommendations to address risks

Document procedures to meet internal and external review requirements

Assist with the execution of project plans, including goals and measures

Partner with data specialists to continually improve EY’s compliance monitoring program

Qualification

Compliance monitoring methodologiesData analysisProject management toolsDOJ compliance program guidanceMicrosoft OfficeResearch skillsIndependent problem-solvingAttention to detailVerbal communicationWritten communicationOrganizational skills

Required

Strong research and problem-solving skills

Astute attention to detail

Outstanding verbal and written communication skills

Proficient technology skills (Microsoft Office, SharePoint, workflow tools such as Archer are a plus)

Ability to successfully handle multiple tasks in a timely manner

Highest level of ethics and integrity

Solid understanding of compliance monitoring methodologies

Knowledge of DOJ compliance program guidance

Bachelor's degree or equivalent work experience

Approximately 3 – 5+ years related experience

Benefits

Medical and dental coverage

Pension and 401(k) plans

Paid time off options

Flexible vacation policy

Designated EY Paid Holidays

Winter/Summer breaks

Personal/Family Care

Other leaves of absence

Company

EY

Glassdoor3.8

EY is building a better working world by creating new value for clients, people, society, the planet, while building trust in the capital markets.

Founded in 1989

London, England, GBR

10001+ employees

http://www.ey.com

H1B Sponsorship

EY has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (10242)

2024 (9877)

2023 (10966)

2022 (9394)

2021 (5652)

2020 (8849)