Prime Brokerage Margin-Client Service Operations Associate jobs in United States
cer-icon
Apply on Employer Site
company-logo

JPMorganChase · 5 hours ago

Prime Brokerage Margin-Client Service Operations Associate

JPMorgan Chase is one of the oldest financial institutions, offering innovative financial solutions to a wide range of clients. As a Prime Brokerage Margin-Client Service Operations Associate, you will manage the operations of the pre- and post-trading life cycle, ensuring accurate cash movements and providing exceptional client service to Prime Brokerage/Hedge Fund clients.

Asset ManagementBankingFinancial Services
check
Growth Opportunities
check
H1B Sponsor Likelynote

Responsibilities

Manage and optimize client collateral and monitor its movement
Answering of incoming margin settlement requests sent by clients, comparing them to JPMorgan's exposure and agreeing on the amount and type of asset to be moved
Continue development of the Prime Brokerage Margin Service offering
Prevent client payments from resulting in deficits and follow up on counterparty issues
Maintain a controlled environment by adhering to and updating operational procedures
Report significant issues to management and respond quickly to internal inquiries
Support reconciliations, resolve discrepancies, and assist with reporting and root cause analysis
Handle ad hoc management requests, operational investigations, and audit requirements
Regularly review processes, suggest improvements, and implement enhancements
Participate in strategic STP initiatives and manage complex change requests
Ensure full compliance with all control and educational requirements

Qualification

Broker Dealer Operations experienceClient service knowledgeCash funding expertiseAnalytical abilitiesExcel proficiencyRegulatory knowledgeProblem-solving skillsProactive risk identificationCommunication skillsAttention to detailTeam collaborationWork under pressure

Required

Broker Dealer Operations experience of or similar background
Working knowledge of client service, cash funding, global settlements & exception remediation
Strong problem-solving & strategic thinking and should be able to develop solutions for clients and drive process improvements
Possess high accuracy & attention to detail, maintain precision and highly numerate, with strong proficiency in Excel and core systems
Possess strong communication skills, as the role involves detailed interactions across multiple lines of business and core processing areas
Work methodically, adhering to strict deadlines and perform well under pressure
Ability to proactively identify risks and confidently challenge stakeholders when controls may be compromised
Collaborate efficiently, support team goals, and foster a positive team environment
Take responsibility for mistakes, shares lessons learned and embrace feedback for growth
Strong analytical abilities and enthusiasm for digital automation tools
Series 99 and SIE licenses required to be obtained within 6 months of starting in role

Preferred

Knowledge of Reg T, FINRA Rule 4210, SEC Rule 15c3-1 and SEC Rule 11d1 is highly preferred, with the ability to apply these regulations to ensure compliance in trade lifecycle management and margin requirements

Benefits

Comprehensive health care coverage
On-site health and wellness centers
A retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching

Company

JPMorganChase

company-logo
With a history tracing its roots to 1799 in New York City, JPMorganChase is one of the world's oldest, largest, and best-known financial institutions—carrying forth the innovative spirit of our heritage firms in global operations across 100 markets.

H1B Sponsorship

JPMorganChase has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (3471)
2024 (3469)
2023 (3395)
2022 (3594)
2021 (2515)
2020 (2495)

Funding

Current Stage
Public Company
Total Funding
unknown
1998-02-01IPO

Leadership Team

leader-logo
Allison Beer
CEO of Card Services and Connected Commerce
linkedin
leader-logo
Dan Mendelson
CEO, Morgan Health
linkedin
Company data provided by crunchbase