Madison-Davis, LLC · 6 days ago
VP, Advisory Compliance - Global Banking Division
NYC Metro Area
Full-time
Hybrid
Senior Level
$105K/yr - $180K/yrMadison-Davis, LLC is an investment bank located in Midtown Manhattan looking to bring on board a VP, Advisory Compliance for their Global Banking Division. This role involves providing strategic compliance advice, designing compliance programs, and monitoring regulatory developments across multiple jurisdictions.
Human ResourcesInformation TechnologyStaffing Agency
Responsibilities
Provide strategic, day-to-day compliance advice and guidance to front office and control function teams on public and private offerings of equity and debt securities
Contribute to the design and implementation of a global Investment Banking Compliance program and Control Room spanning Canada, the U.S., Europe, and Asia Pacific
Monitor and assess regulatory developments, enforcement actions, and new or amended laws, rules, and guidance impacting Investment Banking Compliance across multiple jurisdictions
Ensure team activities align with the firm’s risk culture, appetite, and established limits
Analyze and evaluate the impact of new and complex regulatory and compliance developments across business lines, products, and regions
Participate in industry groups, trade associations, and working forums to stay informed on evolving best practices
Oversee and manage investigations into potential compliance issues, ensuring appropriate escalation and timely remediation or corrective actions
Support the development and delivery of compliance training programs for front office and control function staff
Qualification
Required
Provide strategic, day-to-day compliance advice and guidance to front office and control function teams on public and private offerings of equity and debt securities
Contribute to the design and implementation of a global Investment Banking Compliance program and Control Room spanning Canada, the U.S., Europe, and Asia Pacific
Monitor and assess regulatory developments, enforcement actions, and new or amended laws, rules, and guidance impacting Investment Banking Compliance across multiple jurisdictions
Ensure team activities align with the firm's risk culture, appetite, and established limits
Analyze and evaluate the impact of new and complex regulatory and compliance developments across business lines, products, and regions
Participate in industry groups, trade associations, and working forums to stay informed on evolving best practices
Oversee and manage investigations into potential compliance issues, ensuring appropriate escalation and timely remediation or corrective actions
Support the development and delivery of compliance training programs for front office and control function staff
Company
Madison-Davis, LLC
Madison-Davis is a staffing and recruiting company offering financial services.
Founded in 1982
51-200 employees
H1B Sponsorship
Madison-Davis, LLC has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (22)
2024 (15)
2023 (8)
2022 (3)
2021 (1)
Funding
Current Stage
Growth StageLeadership Team
I
Ian Stewart
Founder and Advisor
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