Compliance Officer, Lead Expert Networks jobs in United States
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Balyasny Asset Management L.P. · 2 weeks ago

Compliance Officer, Lead Expert Networks

positionNew York, NY
timeFull-time
remoteOnsite
senioritySenior Level
money$115K/yr - $190K/yr
date5+ years exp

Balyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The primary focus will be to assist the Compliance Department with leading the expert network review process and providing compliance oversight to investment and non-investment staff.

Responsibilities

Serve as a lead of the expert networks team, managing requests, and analyzing of information
Reviewing and approving expert network requests from investment team members
Chaperone expert network calls, documenting and tracking all calls and meeting notes
Analyzing material non-public information and carrying out vetting procedures
Working closely with expert network vendors
Updating Compliance policies and procedures in regard to expert network policies
Conducting new hire and annual compliance trainings
Reviewing subject expert meeting requests
Assist the Director, Senior Compliance Counsel on data/research compliance matters
Handling compliance inquiries and providing oversight and guidance to the investment and non-investment staff
Assisting the team on the Compliance Annual review process
Assist the Compliance Department with ongoing regulatory requirements and enforcing Compliance policies
Escalate matters to Compliance management as necessary
Participate in ad-hoc requests as needed

Qualification

Compliance experienceResearch skillsOrganizational skillsLegal experienceMultitaskProfessionalismCommunication skillsAttention to detailIndependent work

Required

Bachelor's Degree required
5-7+ years of Compliance experience
Experience with managing process, workflow, etc
Compliance or legal experience with an investment adviser or broker-dealer
Strong organizational and research skills
Ability to juggle multiple tasks when necessary
Ability to work independently and excel in a high intensity environment
High standard of professionalism in all dealings with internal staff and any external partners, clients and regulatory agencies
Strong written and verbal communication skills
Outstanding attention to detail

Benefits

Bonus compensation
Employee benefits

Company

Balyasny Asset Management L.P.

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Balyasny Asset Management (BAM) is a diversified global investment firm founded in 2001 by Dmitry Balyasny, Scott Schroeder, and Taylor O'Malley.
dateFounded in 2001
location
Chicago, Illinois, USA
people-size1001-5000 employees
web-link
https://www.bamfunds.com/

H1B Sponsorship

Balyasny Asset Management L.P. has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (107)
2024 (85)
2023 (39)
2022 (44)
2021 (28)
2020 (18)

Funding

Current Stage
Late Stage

Leadership Team

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David Black
Managing Director Business Development
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Jeremy Brunelli
Data Science & AI | Managing Director, Head of Geospatial & Alt Data Research
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