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Madison-Davis, LLC · 22 hours ago

AVP AML Compliance Testing

NYC Metro Area

Full-time

Hybrid

Senior Level

Madison-Davis, LLC is an international commercial bank located in Midtown Manhattan, seeking to add an AVP AML Compliance Testing to their team. The role involves developing compliance testing plans, executing them, and enhancing compliance processes within the bank.

Human ResourcesInformation TechnologyStaffing Agency

Growth Opportunities

H1B Sponsor Likely

Responsibilities

Assist in developing and designing the annual and cycle-based Compliance Testing plans

Contribute to the creation of a risk-based testing methodology

Execute the annual Compliance Testing plan in alignment with established standards

Define test scopes and design effective testing strategies and approaches

Prepare clear, organized workpapers and review peer workpapers to ensure adherence to firm standards

Build strong relationships with stakeholders across the Bank and serve as a primary contact regarding testing deliverables, scope, and findings

Communicate identified deficiencies prior to report issuance and provide credible challenge where appropriate

Prepare management reports summarizing scope, testing methodology, results, and key findings

Identify opportunities to enhance monitoring, testing, or training programs

Support issue management processes, including development and tracking of Compliance-identified findings

Contribute to transformation and enhancement initiatives to ensure alignment with industry best practices

Qualification

AML ComplianceCompliance TestingRisk-based TestingStakeholder CommunicationReport Preparation

Required