KPMG US · 3 days ago
Director, Compliance Governance & Monitoring
KPMG is known for being a great place to work and build a career, providing audit, tax, and advisory services for organizations in important industries. They are seeking a Director, Compliance Governance & Monitoring to support the development of compliance programs and ensure alignment with regulatory expectations while collaborating with business functions to assess compliance effectiveness.
Financial Services
Responsibilities
Support the development and maintenance of firm-wide policies, procedures, controls, and standards for effective compliance programs, ensuring alignment with regulatory expectations and industry best practices
Assist in establishing governance structures to enable consistent implementation and oversight of compliance activities within ethics and compliance, Compliance Operations and across the business, including non-U.S. operations and subsidiaries
Ensure effective monitoring of changes in legislation, regulations and industry and professional standards to ensure that ethics and compliance-related policies, training, processes and controls are updated accordingly
Collaborate with business functions to conduct assessments of compliance programs to evaluate their effectiveness and execute monitoring plans to ensure ongoing compliance with internal standards and external regulations
Participate in regular reviews of the ethics and compliance program, identifying gaps or areas for improvement
Support the CECO's reporting to management and the board of directors regarding the effectiveness of KPMG's E&C program
Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment
Qualification
Required
Minimum ten years of recent experience in compliance, risk management, legal, or related fields, preferably within a professional services or regulated industry
Minimum of a Bachelor's degree is required
Demonstrated experience in supporting enterprise-wide compliance programs and governance frameworks
Solid understanding of regulatory requirements, risk management principles, and compliance monitoring methodologies
Strong communication and stakeholder management skills
Ability to synthesize complex information and present actionable insights to management
Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. KPMG LLP will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)
Preferred
Master's degree, Juris Doctor or Advanced degree from an accredited college or university is preferred
Benefits
Medical and dental plans
Vision coverage
Disability and life insurance
401(k) plans
A robust suite of personal well-being benefits to support your mental health
Personal Time Off per fiscal year
A calendar of holidays to be observed during the year
Two breaks each year where employees will not be required to use Personal Time Off
Company
KPMG US
KPMG is one of the world’s leading professional services firms and the fastest growing Big Four accounting firm in the United States.
Funding
Current Stage
Late StageRecent News
Australian Financial Review
2024-05-12
2024-05-07
Media OutReach
2024-04-30
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