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Nomura · 7 hours ago

KYC Operations Analyst

New York, NY

Full-time

Onsite

Entry, Mid Level

$70K/yr - $80K/yr

2+ years exp

Nomura is a global financial services group that connects markets East & West, serving individuals, institutions, corporates, and governments. The KYC Operations Analyst will take ownership of the KYC due diligence process, analyze client data for risk profiles, and collaborate with various teams to ensure compliance with regulatory requirements.

BankingFinanceFinancial Services

Responsibilities

Take ownership of comprehensive KYC due diligence process for new and existing client relationships, serving as the expert guardian ensuring all clients successful navigate regulatory requirements before relationship approval

Analyse client data, documentation, and negative news to determine accurate risk profiles, positioning yourself as Nomura’s trusted KYC specialist who ensures flawless compliance with firm procedures

Proactively resolve complex KYC challenges by leveraging your analytical expertise and regulatory knowledge, coordinating with global teams while escalating appropriately to deliver seamless compliance outcomes

Serve as a central KYC facilitator, seamlessly coordination with Client Onboarding, Compliance, Business and Global Reference Data teams to deliver streamlined regulatory experiences

Maintain continuous expert communication with global and local counterparts, ensuring transparency and sustained regulatory momentum that reflects our commitment to compliance excellence

Dive into an exciting world where you’ll master KYC platforms, skilfully navigate complex AML/KYC requirements (Patriot Act, Section 312, MiFiD), and build valuable expertise across diverse regulatory landscapes while participating in rolling reviews and special projects to drive meaningful in compliance excellence

Qualification

KYC/AML experienceUS AML/KYC regulationsSeries 99 certificationAnalytical precisionMicrosoft SuiteSharePointPower BiUK/EMEA regulationsACAMS certificationCommunicationTeam playerProblem-solvingFlexibility

Required

2-5 years KYC/AML experience with proven expertise in regulatory compliance

Deep knowledge of the US AML/KYC regulations with ability to navigate complex compliance requirements

Proven track record of managing high-volume KYC requests in a dynamic, fast-paced environment where you thrive under pressure

Natural talent for analytical precision with excellent written and verbal communication skills

Team player with exceptional ability to build consensus across global teams

Organized and ability to problem-solve complex regulatory challenges quickly and efficiently

Ability to manage multiple KYC cases simultaneous while being flexible and dynamic in execution

Knowledge of Microsoft Suite, SharePoint and Power Bi

Preferred

Series 99 certification

Knowledge of UK/EMEA regulations

ACAMS certification

Benefits

Sign-on bonus

Restricted stock units

Discretionary awards

Full range of medical benefits

Financial benefits

401(k) eligibility

Various paid time off benefits

Vacation

Sick time

Parental leave

Company

Nomura

Glassdoor3.9

Nomura is an investment banking and securities firm that serve the needs of individuals, institutions, corporate and governments. It is a sub-organization of Nomura Capital Management.

Founded in 1925

Tokyo, Tokyo, JPN

10001+ employees