E*TRADE from Morgan Stanley · 3 months ago
Financial Crimes Vice President - Transaction Monitoring and Strategy
Spring Valley Rd
Full-time
Hybrid
Senior Level, Lead/Staff
8+ years expMorgan Stanley is a global leader in financial services, always evolving and innovating to better serve clients and communities. The Financial Crimes Vice President will manage the Risk and Controls Assessment process and enhance the transaction monitoring strategies to mitigate financial crime risks.
BankingFinanceFinancial Services
Responsibilities
Manage and provide oversight for the RCA lifecycle, including annual AML Red Flags assessments, product/service risk analyses, inherent and residual risk evaluations, and control effectiveness ratings
Define and support implementation of governance structures for transaction monitoring scenarios and risk factors, including ownership, review cycles, and formal escalation protocols
Lead the continuous improvement of the RCA methodology through standardization, integration of technology, and use of advanced analytics
Support qualitative and quantitative reviews of transaction monitoring scenarios, including gap analysis at the product/service level
Design and implement a formal mechanism for evaluating effectiveness of scenarios, including review of suspicious activity from non-alerted sources
Maintain a comprehensive controls framework with structured processes for identifying and addressing control gaps
Collaborate with GFC Advisory, Business Units, Technology, and other control partners to execute RCA activities and support remediation plans
Support the use of automation, data analytics, and technology solutions to enhance risk assessments
Qualification
Required
8+ years of experience in AML, risk management, or control functions within a large financial institution
Bachelor's degree required
Proven experience contributing to complex AML control and assessment initiatives
Strong knowledge of AML and sanctions risks, transaction monitoring frameworks, and risk/control taxonomies
Familiarity with AML detection platforms such as Actimize, SAS, Oracle, etc
Effective communicator with ability to engage senior stakeholders and cross-functional teams
Comfortable working independently in a fast-paced, evolving environment
Resilient, solutions-oriented, and committed to continuous improvement
Preferred
advanced degree or professional certifications (e.g., CAMS, CISA)
Experience with advanced analytics or machine learning
Benefits
Some of the most attractive and comprehensive employee benefits and perks in the industry
Company
E*TRADE from Morgan Stanley
E*TRADE from Morgan Stanley is a pioneer in the online brokerage industry.
1001-5000 employees
Funding
Current Stage
Public CompanyTotal Funding
unknown2020-02-20Acquired
1996-08-16IPO
Leadership Team
Julia Miller
Executive Director, Creative Services
Recent News
2025-11-07
2025-10-14
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